-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PJhfxAoE59icLNM0EDsSIRDoUqzrXQNdzPcK0ZsE9uEM+k8hHwfe9A7xy9V2tS+Z 0oFmxN8fnZDlmarN6VVKKw== 0000018230-05-000399.txt : 20050524 0000018230-05-000399.hdr.sgml : 20050524 20050524141558 ACCESSION NUMBER: 0000018230-05-000399 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050523 FILED AS OF DATE: 20050524 DATE AS OF CHANGE: 20050524 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WESTERN DONALD G CENTRAL INDEX KEY: 0001171772 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 05854006 BUSINESS ADDRESS: BUSINESS PHONE: 3096754610 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-05-23 0000018230 CATERPILLAR INC CAT 0001171772 WESTERN DONALD G 100 N.E. ADAMS STREET PEORIA IL 61629-3485 0 1 0 0 Vice President Common 2005-05-23 4 M 0 7500 50.715 A 34547 D Common 2005-05-23 4 S 0 7500 94.00 D 27047 D common 8499 I Owned by wife Employee Stock Option 50.715 2005-05-23 4 M 0 7500 0 D 2012-06-11 Common 7500 0 D This amount includes 266 shares in 401K and 3377 shares in SEIP. Reporting person disclaims beneficial ownership. (Right to buy) with tandem tax witholding rights. Exercisable in thirds - one-third after one year, one-third after 2 years, and one-third after 3 years. Donald G. Western; L.J. Huxtable, POA 2005-05-24 -----END PRIVACY-ENHANCED MESSAGE-----