-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OE0j2P1+6/D7BvaXLBf1GOTM59lW7EjtxrYXhJfDaRerkd5gIfRPGNbN5AoQ1EIA dZsdM/M9DFB4dCCmOh0mWA== 0000018230-05-000397.txt : 20050519 0000018230-05-000397.hdr.sgml : 20050519 20050519134334 ACCESSION NUMBER: 0000018230-05-000397 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050318 FILED AS OF DATE: 20050519 DATE AS OF CHANGE: 20050519 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WESTERN DONALD G CENTRAL INDEX KEY: 0001171772 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 05844195 BUSINESS ADDRESS: BUSINESS PHONE: 3096754610 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-03-18 0000018230 CATERPILLAR INC CAT 0001171772 WESTERN DONALD G 100 N.E. ADAMS STREET PEORIA IL 61629-3485 0 1 0 0 Vice President Common 2005-05-18 4 M 0 500 50.715 A 27528 D Common 2005-05-18 4 S 0 500 94.00 D 27028 D common 8499 I owned by wife Employee Stock Option 50.715 2005-05-18 4 M 0 500 0 D 2012-06-11 Common 500 0 D This amount includes 265 shares in 401K and 3359 shares in SEIP. Reporting person disclaims beneficial ownership. (Right to buy) with tandem tax witholding rights. Exercisable in thirds - one-third after one year, one-third after 2 years, and one-third after 3 years. Donald G. Western; L.J. Huxtable, POA 2005-03-19 -----END PRIVACY-ENHANCED MESSAGE-----