-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DCi1erMToaCaSNaelK7L+IteYwad4EIsH29GumLAsp+X+JNLaTByYtbXIgrtShbf CiDi7h8liFBrqbPFiJmcvQ== 0000018230-05-000263.txt : 20050303 0000018230-05-000263.hdr.sgml : 20050303 20050303150633 ACCESSION NUMBER: 0000018230-05-000263 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050302 FILED AS OF DATE: 20050303 DATE AS OF CHANGE: 20050303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OWENS JAMES W CENTRAL INDEX KEY: 0001171767 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 05657611 BUSINESS ADDRESS: BUSINESS PHONE: 3096754610 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-03-02 0000018230 CATERPILLAR INC CAT 0001171767 OWENS JAMES W 100 N.E. ADAMS STREET PEORIA IL 61629-7230 1 1 0 0 Chairman of the Board/CEO Common 2005-03-02 4 M 0 3038 32.9062 A 43485 D Common 2005-03-02 4 F 0 1028 97.2107 D 42457 D Common 2005-03-02 4 M 0 46962 32.9062 A 89419 D Common 2005-03-02 4 F 0 28151 97.2107 D 61268 D Common 58503 I Held in Revocable Trust Employee Stock Option 32.9062 2005-03-02 4 M 0 3038 0 D 2006-06-11 Common 3038 0 D Employee Stock Option 32.9062 2005-03-02 4 M 0 46962 0 D 2006-06-11 Common 46962 0 D This amount includes 14,251 shares in 401K and 2,241 shares in SEIP. (Righ to buy) with tandem tax withholding rights. Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. James W. Owens; L.J. Huxtable, POA 2005-03-03 -----END PRIVACY-ENHANCED MESSAGE-----