-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DQ4nAUhTzFG5evwrAs1Dm3rlpkqJ2rWHwuf85QZbg5SXnCJgYo4rfXRzRgt+w8rC jxOaQaEyW9LsPYwx0EQhlA== 0000018230-05-000245.txt : 20050301 0000018230-05-000245.hdr.sgml : 20050301 20050301163122 ACCESSION NUMBER: 0000018230-05-000245 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050301 FILED AS OF DATE: 20050301 DATE AS OF CHANGE: 20050301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BANWART SIDNEY C CENTRAL INDEX KEY: 0001171787 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 05650673 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-03-01 0000018230 CATERPILLAR INC CAT 0001171787 BANWART SIDNEY C 100 N.E. ADAMS STREET PEORIA IL 61629-4190 0 1 0 0 Vice President Common 2005-03-01 4 M 0 19205 55.6875 A 47912 D Common 2005-03-01 4 S 0 19205 97.00 D 28707 D Common 1648 I Owned by Wife Employee Stock Option 55.6875 2005-03-01 4 M 0 19205 0 D 2008-06-09 Common 19205 0 D This amount includes 10,983 shares in 401K, 2209 shares in SEIP and 1903 shares in dividend reinvestment. Reporting person disclaims beneficial ownership. (Right to buy) with tandem tax withholding rights. Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Sidney C. Banwart; L.J. Huxtable, POA 2005-03-01 -----END PRIVACY-ENHANCED MESSAGE-----