-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F8u2F5Y9ptR8354KgNPdQdGOjynBcJx55f6nHk9MpAFhNUZh4SKeRVkVNHM8vUNF bXS8TNgQwe0op4X+42mGdQ== 0000018230-05-000222.txt : 20050228 0000018230-05-000222.hdr.sgml : 20050228 20050228151632 ACCESSION NUMBER: 0000018230-05-000222 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050225 FILED AS OF DATE: 20050228 DATE AS OF CHANGE: 20050228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GALES THOMAS A CENTRAL INDEX KEY: 0001171773 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 05645212 BUSINESS ADDRESS: BUSINESS PHONE: 3096754610 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-02-25 0000018230 CATERPILLAR INC CAT 0001171773 GALES THOMAS A 701 WATERFORD WAY, SUITE 200 MIAMI FL 33126 0 1 0 0 Vice President Common 2005-02-25 4 M 0 5000 38.4063 A 20641 D Common 2005-02-25 4 S 0 5000 95.00 D 15641 D Common 12548 I Owned by Wife Employee Stock Option 38.4063 2005-02-25 4 M 0 5000 0 D 2010-06-12 Common 5000 0 D This amount includes 5856 shares in 401K, 22 shares in SEIP and 1510 shares in dividend reinvestment. Reporting person disclaims beneficial ownership. (Right to Buy) with tandem tax withholding rights. Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. T. A. Gales; L.J. Huxtable, POA 2005-02-28 -----END PRIVACY-ENHANCED MESSAGE-----