-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H1mnCEZgTWyn+Wyh3fA/h2tEoeYttBfif5wU2UY0L0zwbL/Oi/xRwJ8sN4KEraMc dIaOC7QFJSK340NU0E+SBw== 0000018230-05-000207.txt : 20050222 0000018230-05-000207.hdr.sgml : 20050222 20050222143557 ACCESSION NUMBER: 0000018230-05-000207 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050218 FILED AS OF DATE: 20050222 DATE AS OF CHANGE: 20050222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHAHEEN GERALD L CENTRAL INDEX KEY: 0001159203 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 05630717 BUSINESS ADDRESS: STREET 1: PO BOX 13287 CITY: KANSAS CITY STATE: MO ZIP: 64199 BUSINESS PHONE: 8164673087 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-02-18 0000018230 CATERPILLAR INC CAT 0001159203 SHAHEEN GERALD L 100 N.E. ADAMS STREET PEORIA IL 61629-7240 0 1 0 0 Group President Common 73962 D Option (NQ) 91.285 2005-02-18 4 J 0 70000 0 A 2015-02-18 Common 70000 70000 D Phantom Stock Units 2005-02-18 4 A 0 6073 0 A Common 6073 6073 D This amount includes 6620shares in 401K, 4936 shares in SEIP and 306 shares in dividend reinvestment. This option was granted with attached tax withholding rights. Grant to reporting person of option to buy 70,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. Security converts to common stock on a one-for-one basis. The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. G. L. Shaheen; L.J. Huxtable, POA 2005-02-22 -----END PRIVACY-ENHANCED MESSAGE-----