-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GQThkTPdqHD3EVBj6MiFuyYwSRVbpQQPVo6JPe1h1HEf1gypg6EohPH9nDRYKlUk ReOSmc3lqCgDmuFWIqHLOg== 0000018230-05-000087.txt : 20050202 0000018230-05-000087.hdr.sgml : 20050202 20050202144903 ACCESSION NUMBER: 0000018230-05-000087 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050131 FILED AS OF DATE: 20050202 DATE AS OF CHANGE: 20050202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEVENICK STUART L CENTRAL INDEX KEY: 0001171796 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 05568944 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-01-31 0000018230 CATERPILLAR INC CAT 0001171796 LEVENICK STUART L 100 N.E. ADAMS STREET PEORIA IL 61629-7250 0 1 0 0 Group President Common 2005-02-02 4 M 0 21399 38.4063 A 37525 D Common 2005-02-02 4 S 0 21399 90.02 D 16126 D Employee Stock Option 38.4063 2005-02-02 4 M 0 21399 0 D 2010-06-12 Common 21399 0 D Phantom Stock Units 0 2005-01-31 4 A 0 275 0 A Common 275 0 D This amount includes 1794 shares in EIP-1 and 10 shares in dividend reinvestment. (Right to buy) with tandem tax withholding rights. Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Security converts to common stock on a one-for-one basis. The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. S. L. Levenick; L.J. Huxtable, POA 2005-02-02 -----END PRIVACY-ENHANCED MESSAGE-----