-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OY0fnrKfqnhXffHrReOL6UWt2VlDSOxY97P1StWOmMDw3p37px2VJS+phXcSiMlI 2WJ5oiJ2vgpLDHEfYovB9Q== 0000018230-05-000074.txt : 20050202 0000018230-05-000074.hdr.sgml : 20050202 20050202101730 ACCESSION NUMBER: 0000018230-05-000074 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050201 FILED AS OF DATE: 20050202 DATE AS OF CHANGE: 20050202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAVIN RICHARD P CENTRAL INDEX KEY: 0001171774 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 05567638 BUSINESS ADDRESS: BUSINESS PHONE: 3096754610 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-02-01 0000018230 CATERPILLAR INC CAT 0001171774 LAVIN RICHARD P SBS TOWER, 10TH FLOOR 4-10-1, YOGA, SETAGAYA-KU TOKYO, JAPAN 0 1 0 0 Vice President Common 2005-02-01 4 M 0 9000 53.53 A 23871 D Common 2005-02-01 4 S 0 9000 89.51 D 14871 D Common 1 I Custodian for Daughter Employee Stock Option 53.53 2005-02-01 4 M 0 9000 0 D 2011-06-12 Common 9000 0 D This amount includes 3,987 shares in 401K, 1439 shares in SEIP and 296 shares in dividend reinvestment. (Right to Buy) with tandem tax withholding rights. Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. R. P. Lavin; L.J. Huxtable, POA 2005-02-02 -----END PRIVACY-ENHANCED MESSAGE-----