-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V4G5s/G6OV94dCM1eMrmRKbHPs+TdFt8nhA83JPpCiSgkEW2qezJC7kULh3T0qF3 9gLAGt9mYZhim7WLKTGcUg== 0000018230-05-000024.txt : 20050104 0000018230-05-000024.hdr.sgml : 20050104 20050104111109 ACCESSION NUMBER: 0000018230-05-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050103 FILED AS OF DATE: 20050104 DATE AS OF CHANGE: 20050104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STROUP GARY A CENTRAL INDEX KEY: 0001171795 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 05504600 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-01-03 0000018230 CATERPILLAR INC CAT 0001171795 STROUP GARY A P. O. BOX 610 MOSSVILLE IL 61552-0610 0 1 0 0 Vice President Common 2005-01-03 4 M 0 20000 50.715 A 64239 D Common 2005-01-03 4 M 0 24000 53.53 A 88239 D Common 2005-01-03 4 M 0 21000 55.6875 A 109239 D Common 2005-01-03 4 M 0 21000 62.3438 A 130239 D Common 2005-01-03 4 M 0 9000 54.285 A 139239 D Common 2005-01-03 4 S 0 95000 96.10 D 44239 D Employee Stock Option 50.715 2005-01-03 4 M 0 20000 0 D 2012-06-11 Common 20000 0 D Employee Stock Option 53.53 2005-01-03 4 M 0 24000 0 D 2011-06-12 Common 24000 0 D Employee Stock Option 55.6875 2005-01-03 4 M 0 21000 0 D 2008-06-09 Common 21000 0 D Employee Stock Option 62.3438 2005-01-03 4 M 0 21000 0 D 2009-06-08 Common 21000 0 D Employee Stock Option 54.285 2005-01-03 4 M 0 9000 0 D 2013-06-10 Common 9000 0 D This amount includes 9483 shares in 401K, 491 shares in SEIP and 7 shares in dividend reinvestment. (Right to Buy) with tandem tax withholding rights. Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Gary A. Stroup; L.J. Huxtable, POA 2005-01-04 -----END PRIVACY-ENHANCED MESSAGE-----