-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I1UGPwRCyyEnN1sD9zItehnLm2/MGUHe6LTZMLWaWpk7PTZBomVS2CgGbhm0t+Ov 9+xxOsSDcr+lSoAQq613lQ== 0000018230-04-000639.txt : 20041110 0000018230-04-000639.hdr.sgml : 20041110 20041110143719 ACCESSION NUMBER: 0000018230-04-000639 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041108 FILED AS OF DATE: 20041110 DATE AS OF CHANGE: 20041110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WESTERN DONALD G CENTRAL INDEX KEY: 0001171772 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 041132675 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096754610 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-11-08 0000018230 CATERPILLAR INC CAT 0001171772 WESTERN DONALD G 901 W. WASHINGTON, CV 4110 EAST PEORIA IL 61630 0 1 0 0 Vice President Common 2004-11-08 4 M 0 9300 32.9062 A 39560 D Common 2004-11-08 4 F 0 5225 86.84 D 34335 D Common 8449 I Owned by Wife Employee Stock Option 32.9062 2004-11-08 4 M 0 9300 0 D 2006-06-11 Common 9300 0 D This amount includes 12,537 shares in 401K and 3352 shares in SEIP. Reporting person disclaims beneficial ownership. (Right to buy) with tandem tax withholding rights Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Donald G. Western; L.J. Huxtable, POA 2004-11-10 -----END PRIVACY-ENHANCED MESSAGE-----