-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WEDXa/wp+Wm9zv5qZMqNujX+OcMsbFetjFKzxk78lu4wqZgQWB6TKMqC5vVJRMj/ ePPnEljVA5C69FHIoVHCpg== 0000018230-04-000397.txt : 20040610 0000018230-04-000397.hdr.sgml : 20040610 20040610110901 ACCESSION NUMBER: 0000018230-04-000397 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040608 FILED AS OF DATE: 20040610 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOSSELIN STEPHEN A CENTRAL INDEX KEY: 0001172564 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 04857394 BUSINESS ADDRESS: STREET 1: 100 N E ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096754610 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-06-08 0000018230 CATERPILLAR INC CAT 0001172564 GOSSELIN STEPHEN A 100 N.E. ADAMS STREET PEORIA IL 61629-1205 0 1 0 0 Vice President Common 5210 D Common 395 I Custodial Accounts for Daughters Option (NQ) 77.255 2004-06-08 4 J 0 32000 0 A 1988-08-08 2014-06-08 Common 32000 32000 D This amount includes 3086 shares in 401K and 263 shares in SEIP. This option was granted with attached tax withholding rights. Grant to reporting person of option to buy 32,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Stephen A. Gosselin; L.J. Huxtable, POA 2004-06-10 -----END PRIVACY-ENHANCED MESSAGE-----