-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Pji+U+YnhJtHxgfma+BdpEd6g0hxnTfurCLcmBZ+tKVKcGyas1VBI0kBDaDfTxjB VY5nRuL9ZIhmxBhy67i4TQ== 0000018230-04-000348.txt : 20040609 0000018230-04-000348.hdr.sgml : 20040609 20040609093117 ACCESSION NUMBER: 0000018230-04-000348 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040607 FILED AS OF DATE: 20040609 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COLGAN KEVIN E CENTRAL INDEX KEY: 0001171789 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 04854939 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-06-07 0000018230 CATERPILLAR INC CAT 0001171789 COLGAN KEVIN E 100 N.E. ADAMS STREET PEORIA IL 61629-5350 0 1 0 0 Treasurer Common 2004-06-07 4 M 0 3736 26.7656 A 28789 D Common 2004-06-07 4 F 0 1299 76.955 D 27490 D Common 2004-06-07 4 M 0 1064 26.7656 A 28554 D Common 2004-06-07 4 F 0 574 76.955 D 27980 D Employee Stock Option 26.7656 2004-06-07 4 M 0 3736 0 D 1988-08-08 2004-06-07 Common 3736 0 D Employee Stock Option 26.7656 2004-06-07 4 M 0 1064 0 D 1988-08-08 2004-06-07 Common 1064 0 D This amount includes 15,851 shares in 401K. (Right to Buy) with tandem tax withholding rights. Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. K. E. Colgan; L.J. Huxtable, POA 2004-06-09 -----END PRIVACY-ENHANCED MESSAGE-----