-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WH11zFqx2VovPk8TLoBOXa7MOdwDu/GGCF09h8U7XTPENQ55hqZQGSpJ8oDMv3ZE xljyyPBRTAOzUI6JVIK7oQ== 0000018230-04-000296.txt : 20040507 0000018230-04-000296.hdr.sgml : 20040507 20040507112449 ACCESSION NUMBER: 0000018230-04-000296 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040505 FILED AS OF DATE: 20040507 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BURRITT DAVID B CENTRAL INDEX KEY: 0001204586 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 04787478 BUSINESS ADDRESS: STREET 1: 100 N.E. ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-05-05 0000018230 CATERPILLAR INC CAT 0001204586 BURRITT DAVID B 100 N.E. ADAMS STREET PEORIA IL 61629-5280 0 1 0 0 Controller Common 2004-05-05 4 M 0 2225 55.6875 A 7391 D Common 2004-05-05 4 M 0 6562 38.4063 A 13953 D Common 2004-05-05 4 M 0 3055 50.715 A 17008 D Common 2004-05-05 4 S 0 11842 79.00 D 5171 D Common 3532 I Owned by Wife Employee Stock Option 55.6875 2004-05-05 4 M 0 2225 0 D 1988-08-08 2008-06-09 Common 2225 0 D Employee Stock Option 38.4063 2004-05-05 4 M 0 6562 0 D 1988-08-08 2010-06-12 Common 6562 0 D Employee Stock Option 50.715 2004-05-05 4 M 0 3055 0 D 1988-08-08 2012-06-11 Common 3055 0 D This amount includes 1132 shares in 401K and 8 shares in dividend reinvestment. Reporting person disclaims beneficial ownership. (Right to Buy) with tandem tax withholding rights. Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 2 yrs. D. B. Burritt; L.J. Huxtable, POA 2004-05-07 -----END PRIVACY-ENHANCED MESSAGE-----