-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IlEay0xuxARN1ROYgC+isQJlfbv95kcM1CwPftwnTO4JYy1worOozo+iQmGgbmxS QYF8bTvXjvm0roWBoYi2CQ== 0000018230-04-000262.txt : 20040419 0000018230-04-000262.hdr.sgml : 20040419 20040419145414 ACCESSION NUMBER: 0000018230-04-000262 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040331 FILED AS OF DATE: 20040419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOSSELIN STEPHEN A CENTRAL INDEX KEY: 0001172564 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 04740292 BUSINESS ADDRESS: STREET 1: 100 N E ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096754610 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-03-31 0000018230 CATERPILLAR INC CAT 0001172564 GOSSELIN STEPHEN A 100 N.E. ADAMS STREET PEORIA IL 61629-1205 0 1 0 0 Vice President Common 5007 D Common 395 I Custodial Accounts for Daughters Phantom Stock Units 0 2004-03-31 4 A 0 467 0 A 1988-08-08 1988-08-08 Common 467 0 D This amount includes 2929 shares in 401K and 217 shares in SEIP. Security converts to common stock on a one-for-one basis. The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. Stephen A. Gosselin; L.J. Huxtable, POA 2004-04-19 -----END PRIVACY-ENHANCED MESSAGE-----