-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BmSQpgjatVxc2i30lZRpiPDGFkfoRc5RGAdYClHSQS4yMs3t2vyEJRUKWcyuVyWO t/oTZfFGcR74u3tKxxGkXQ== 0000018230-04-000258.txt : 20040419 0000018230-04-000258.hdr.sgml : 20040419 20040419144233 ACCESSION NUMBER: 0000018230-04-000258 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040331 FILED AS OF DATE: 20040419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAHAJ ALI M CENTRAL INDEX KEY: 0001172565 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 04740246 BUSINESS ADDRESS: STREET 1: 100 N E ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096754610 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4/A 1 edgar.xml PRIMARY DOCUMENT X0201 4/A 2004-03-31 2004-04-02 0000018230 CATERPILLAR INC CAT 0001172565 BAHAJ ALI M 100 N.E. ADAMS STREET PEORIA IL 61629-3305 0 1 0 0 Vice President Common 15170 D Common 195 I Owned by Wife Phantom Stock Units 0 2004-03-31 4 A 0 538 0 A 1988-08-08 1988-08-08 Common 538 0 D This amount includes 8543 shares in EIP-1, 34 shares in SEIP and 42 shares in dividend reinvestment. Reporting person disclaims beneficial ownership. Security converts to common stock on a one-for-one basis. The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. Ali M. Bahaj; L.J. Huxtable, POA 2004-04-19 -----END PRIVACY-ENHANCED MESSAGE-----