-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HIshMl2ozfIDuH8gGSakJmtdc/m5ujGJNfizGMmiDnOqgLBOXMyKM8SXf6MnNN2N 3TU1qlnOuwp4Rg0X7vKhMA== 0000018230-04-000240.txt : 20040415 0000018230-04-000240.hdr.sgml : 20040415 20040415114318 ACCESSION NUMBER: 0000018230-04-000240 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040414 FILED AS OF DATE: 20040415 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POWELL CHARLES D CENTRAL INDEX KEY: 0001172570 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 04735139 BUSINESS ADDRESS: STREET 1: 100 N E ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096754610 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-04-14 0000018230 CATERPILLAR INC CAT 0001172570 POWELL CHARLES D 24 QUEEN ANNE'S GATE LONDON ENGLAND SW1H 9AA 1 0 0 0 Common 1828 D Option (NQ) 81.27 2004-04-14 4 J 0 4000 0 A 1988-08-08 2014-04-14 Common 4000 4000 D Included in this amount are 57 shares in dividend reinvestment. This option was granted with attached tax withholding rights. Grant to reporting person of option to buy 4000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Charles D. Powell; L.J. Huxtable, POA 2004-04-15 -----END PRIVACY-ENHANCED MESSAGE-----