-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RgnSozdFYWQRWovYVK/TRnGEAflgPNhRDxTeu4N2MUX6kfs6F0pzsZRFReCCMA4X jYwSopAmED65b5/Dn2NOQA== 0000018230-04-000238.txt : 20040415 0000018230-04-000238.hdr.sgml : 20040415 20040415114054 ACCESSION NUMBER: 0000018230-04-000238 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040414 FILED AS OF DATE: 20040415 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OSBORN WILLIAM A CENTRAL INDEX KEY: 0001171797 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 04735132 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-04-14 0000018230 CATERPILLAR INC CAT 0001171797 OSBORN WILLIAM A 50 SOUTH LASALLE STREET CHICAGO IL 60675 1 0 0 0 Common 3783 D Option (NQ) 81.27 2004-04-14 5 J 0 4000 A 1988-08-08 2014-04-14 Common 4000 4000 D This amount includes 33 shares in dividend reinvestment. This option was granted with attached tax withholding rights. Grant to reporting person of option to buy 4000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. William A. Osborn; L.J. Huxtable, POA 2004-04-15 -----END PRIVACY-ENHANCED MESSAGE-----