-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JEeTG+cgsRk83QHNKqK7G/Cp7O5kK5E5kcpn/hebPGSyOKj/+qPeB8rO9Y55IoEO iYraRBe2v4/QMQMuZkqnIw== 0000018230-04-000136.txt : 20040225 0000018230-04-000136.hdr.sgml : 20040225 20040225121537 ACCESSION NUMBER: 0000018230-04-000136 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040223 FILED AS OF DATE: 20040225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPRINGER WILLIAM F CENTRAL INDEX KEY: 0001172566 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 04626691 BUSINESS ADDRESS: STREET 1: 100 N E ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096754610 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-02-23 0000018230 CATERPILLAR INC CAT 0001172566 SPRINGER WILLIAM F 501 S.W. JEFFERSON AVENUE PEORIA IL 61629-2100 0 1 0 0 Vice President Common 2004-02-23 4 M 0 950 30.1562 A 12990 D Common 2004-02-23 4 F 0 371 77.19 D 12619 D Common 2004-02-23 4 M 0 1000 32.9062 A 13619 D Common 2004-02-23 4 F 0 598 77.19 D 13021 D Employee Stock Option 30.1562 2004-02-23 4 M 0 950 0 D 1988-08-08 2005-06-06 Common 950 0 D Employee Stock Option 32.9062 2004-02-23 4 M 0 1000 0 D 1988-08-08 2006-06-11 Common 1000 0 D This amount includes 9788 shares in 401K and 14 shares in SEIP. (Right to Buy) with tandem tax withholding rights. Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. William F. Springer; L.J. Huxtable, POA 2004-02-25 -----END PRIVACY-ENHANCED MESSAGE-----