-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DVf/gyYqXAaamwQKQJk2FFd+jAFRCTaZZcs6D4CMQhpZ2zC4rElc1o4TjecIzixS d4nFPXxqLlqX5ndf6dZZKA== 0000018230-04-000016.txt : 20040106 0000018230-04-000016.hdr.sgml : 20040106 20040106100355 ACCESSION NUMBER: 0000018230-04-000016 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040101 FILED AS OF DATE: 20040106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BELL MARY H CENTRAL INDEX KEY: 0001273773 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 04508010 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 3 1 edgar.xml PRIMARY DOCUMENT X0201 32004-01-01 0 0000018230 CATERPILLAR INC CAT 0001273773 BELL MARY H 100 N.E. ADAMS STREET PEORIA IL 61629-3400 0100Vice PresidentCommon3853DOption (ISO)30.15621995-06-062005-06-06 Common940DOption (ISO)32.90621996-06-112006-06-11Common1940DOption (ISO )51.65621997-06-102007-06-10Common1934DOption (NQ)51.65621997-06-102007-06-10Common2566DOption (ISO)55.68751998-06-092008-06-09Common1795DOption (NQ)55.68751998-06-092008-06-09Common2705DOption (ISO)62.34381999-06-082009-06-08Common1604DOption (NQ)62.34381999-06-082009-06-08Common4696DOption (ISO)38.40632000-06-122010-06-12Common2601DOption (NQ)38.40632000-06-122010-06-12Common4324DOption (NQ)53.532001-06-122011-06-12Common6800DOption (NQ)50.7152002-06-1 12012-06-11Common7100DOption (NQ)54.2852003-06-102013-06-10Common7860DStock Option (right to buy) granted under company's 1996 Stock Option Plan.Exerciable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.This amount includes 644 shares in 401K and 9 shares in dividend reinvestment.Mary H. Bell; L.J. Huxtable, POA2004-01-06 -----END PRIVACY-ENHANCED MESSAGE-----