-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E7QmHVOZz5nT9VMrZu+TOHuVcEIa8mW3qbeMGcq1iFw51HcOJHAn59dosEQZLtaj LyKvwqH0r4x/LRSL1quflg== 0000018230-03-000412.txt : 20030818 0000018230-03-000412.hdr.sgml : 20030818 20030818123123 ACCESSION NUMBER: 0000018230-03-000412 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030815 FILED AS OF DATE: 20030818 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMPSON RICHARD L CENTRAL INDEX KEY: 0001122800 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 03852331 BUSINESS ADDRESS: STREET 1: CATERPILLAR INC. STREET 2: 100 N.E. ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629-7250 BUSINESS PHONE: 9724975326 MAIL ADDRESS: STREET 1: CATERPILLAR INC. STREET 2: 100 N.E. ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629-7250 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-08-15 0000018230 CATERPILLAR INC CAT 0001122800 THOMPSON RICHARD L 100 N.E. ADAMS STREET PEORIA IL 61629-7250 0100Group PresidentCommon2003-08-154M0650055.6875A115224DCommon2003-08-154F0550071.20D109724DCommon2003-08-154M0179555.6875A111519DCommon2003-08-154F0140371.20D110116DCommon2003-08-154M03600053.53A146116DCommon2003-08-154F02969671.20D< /transactionAmounts>116420DCommon25039IOwned by WifeEmployee Stock Option55.68752003-08-154M065000D1988-08-082008-06-09Common65000DEmployee Stock Option55.68752003-08-154M017950D1988-08-082008-06-09Common17950DEmployee Stock Option53.532003-08-154M0360000D1988-08-082011-06-12Common360000DThis amount includes 18,136 shares in 401K, 7317 shares in SEIP and 5816 shares in dividend reinvestment. (Right to Buy) with tandem tax withholding rights.Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.This amount includes 3667 shares in dividend reinvestment.Richard L. Thompson; L.J. Huxtable, POA2003-08-18 -----END PRIVACY-ENHANCED MESSAGE-----