-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DdKUpYPwSx4BqbPi4VxCoyJSXkQHHIcAZrDqdpX5nQ2XjavpwAIwj1wiEV2VefhQ DdgPanusEMlNJ3ryTpVr+w== 0000018230-03-000396.txt : 20030812 0000018230-03-000396.hdr.sgml : 20030812 20030812171745 ACCESSION NUMBER: 0000018230-03-000396 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030811 FILED AS OF DATE: 20030812 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BENSON RICHARD A CENTRAL INDEX KEY: 0001171769 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 03838407 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096754610 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-08-11 0000018230 CATERPILLAR INC CAT 0001171769 BENSON RICHARD A 100 N.E. ADAMS STREET PEORIA 61629 0100Vice PresidentCommon2003-08-114M01768430.1562A64180DCommon2003-08-114F01070468.44D53476DCommon2003-08-114M0331630.1562A56792DCommon2003-08-114F0146168.44D55331DEmployee Stock Option30.15622003-08-114 M0176840D1988-08-082005-06-06Common176840DEmployee Stock Op tion30.15622003-08-114M033160D1988-08-082005-06-06Common33160 DThis amount includes 18,068 shares in EIP-1 and 349 shares in 401K.(Right to Buy) with tandem tax withholding rights.Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.R. A. Benson; L.J. Huxtable, POA2003-08-12 -----END PRIVACY-ENHANCED MESSAGE-----