-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SlJNG/lBVCnH+ZAV9cZGI+dPS5cUoYG5dWeV0TuYkJ5Fm48hf814rsPXPeh7sBXJ a5tp91C6DcNynYQDsP2VBg== 0000018230-03-000378.txt : 20030804 0000018230-03-000378.hdr.sgml : 20030804 20030804152758 ACCESSION NUMBER: 0000018230-03-000378 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030718 FILED AS OF DATE: 20030804 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PARKER JAMES J CENTRAL INDEX KEY: 0001173559 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 03820534 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096754610 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PORIA STATE: IL ZIP: 61629 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-07-18 0000018230 CATERPILLAR INC CAT 0001173559 PARKER JAMES J P. O. BOX 610 MOSSVILLE IL 61552-0610 0100Vice President Common2003-07-184M0100030.1562A8913DCommon2003-07-184F046664.63D8447DEmployee Stock Option 30.15622003-07-184M010000D1988-08-082005-06-06Common10000DThis amount includes 3152 shares in EIP-1, 2551 shares in 401K and 757 shares in SEIP.(Right to Buy) with tandem tax withholding rights.Excercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.J. J. Parker; L.J. Huxtable, POA2003-08-04 -----END PRIVACY-ENHANCED MESSAGE-----