-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O5mpEwbpV3FkAlJQC95jTbvwjHAJv0GJvBPt2YEvAzZQ2QmLkkUNwt+F6pIhxZlR M5ZiBfQasXTXJvIWQAZ2EQ== 0000018230-03-000339.txt : 20030728 0000018230-03-000339.hdr.sgml : 20030728 20030728130330 ACCESSION NUMBER: 0000018230-03-000339 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030724 FILED AS OF DATE: 20030728 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAVIN RICHARD P CENTRAL INDEX KEY: 0001171774 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 03805446 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096754610 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-07-24 0000018230 CATERPILLAR INC CAT 0001171774 LAVIN RICHARD P 100 N.E. ADAMS STREET PEORIA IL 61629-4190 0100Vice PresidentCommon2003-07-244M0225032.9062A14596DCommon2003-07-244F0114964.40D13447DCommon2003-07-254M0122538.4063A14672DCommon2003-07-254F073464.05D13938DCommon2003-07-254M078832.9062A14726DCommon2003-07-254F040464.05D14322DCommon1IOwned by DaughterEmployee Stock Option32.90622003-07-24< /transactionDate>4M022500D1988-08-082006-06-11Common22500DEmployee Stock Option38.40632003-07-254M012250D1988-08-082010-06-12Common12250DEmployee Stock Option32.90622003-07-254M07880D1988-08-082006-06-11Common7880DThis amount includes 1421 shares in EIP-1, 1721 shares in 401K, 854 shares in SEIP and 99 shares in dividend reinvestment. (Right to Buy) with tandem tax withholding rights.Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.R. P. Lavin; L.J. Huxtable, POA2003-07-28 -----END PRIVACY-ENHANCED MESSAGE-----