-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E3vgvRjZCu1yyXUdWwr+I6+tTTuoLOLNu1k1jDUV8WbzDba5lze//zxpAz6oR8BX d+MMxnS6dLO/Z/uhKny0rQ== 0000018230-03-000338.txt : 20030728 0000018230-03-000338.hdr.sgml : 20030728 20030728124059 ACCESSION NUMBER: 0000018230-03-000338 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030724 FILED AS OF DATE: 20030728 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MACIER ROBERT R CENTRAL INDEX KEY: 0001171779 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 03805378 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096754610 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-07-24 0000018230 CATERPILLAR INC CAT 0001171779 MACIER ROBERT R HARBOR DR. A-1 P. O. BOX 85376 SAN DIEGO CA 92186-5376 0100Vice PresidentCommon2003-07-244M01920555.6875A47755DCommon2003-07-244F01744964.40D30306DCommon2003-07-244M017955.6875A32101DCommon2003-07-244F0155264.40D30549DEmployee Stock Option55.68752003-07-244M 0192050D1988-08-082008-06-09Common192050DEmployee Stock Opt ion55.68752003-07-244M017950D1988-08-082008-06-09Common17950< /postTransactionAmounts>DThis amount includes 3967 shares in EIP-1, 1533 shares in 401K and 616 shares in dividend reinvestment.(Right to Buy) with tandem tax withholding rights.Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.R. R. Macier; L.J. Huxtable, POA2003-07-28 -----END PRIVACY-ENHANCED MESSAGE-----