-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C1MGa6NohHJ372edHp2Enf42ym8voL0Y3SuvOMzwhdTbn+hZlMVjilh+vyd90QxN aFKVxsmwlRy69Rr50jb6ZA== 0000018230-03-000302.txt : 20030722 0000018230-03-000302.hdr.sgml : 20030722 20030722135333 ACCESSION NUMBER: 0000018230-03-000302 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030718 FILED AS OF DATE: 20030722 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMPSON RICHARD L CENTRAL INDEX KEY: 0001122800 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 03796144 BUSINESS ADDRESS: STREET 1: CATERPILLAR INC. STREET 2: 100 N.E. ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629-7250 BUSINESS PHONE: 9724975326 MAIL ADDRESS: STREET 1: CATERPILLAR INC. STREET 2: 100 N.E. ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629-7250 4 1 edgar.xml PRIMARY DOCUMENT X0101 42003-07-18 0000018230 CATERPILLAR INC CAT 0001122800 THOMPSON RICHARD L 0100Group PresidentCommon2003-07-184M0173438.4063A86424DCommon2003-07-184F0103064.63D85394DCommon2003-07-184M03426638.4063A119660DCommon2003-07-184F02445664.63D95204DEmployee Stock Option38.40632003-07-184M017340D1988-08-082010-06-12Common17340DEmployee Stock Option38.40632003-07-184M0342660D1988-08-082010-06-12Common342660DThis amount includes 12,055 shares in EIP-1, 6059 shares in 401K, 7317 shares in SEIP and 5816 shares in dividend reinvestment. In addition, 25,039 shares are held indirectly by wife (this amount includes 3667 shares in dividend reinvestment.)(Right to Buy) with tandem tax withholding rights.Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.Richard L. Thompson; L.J. Huxtable, POA2003-07-22 -----END PRIVACY-ENHANCED MESSAGE-----