-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HA2Gm+rsDcj37jCMfg2F+cGtChlbVyfNGVPsWE6iQC87t055tYfSWC4XTrTUkmU5 qRerUSPGvErzT6D0ApMXEA== 0000018230-03-000300.txt : 20030722 0000018230-03-000300.hdr.sgml : 20030722 20030722135146 ACCESSION NUMBER: 0000018230-03-000300 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030718 FILED AS OF DATE: 20030722 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OWENS JAMES W CENTRAL INDEX KEY: 0001171767 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 03796136 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096754610 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0101 42003-07-18 0000018230 CATERPILLAR INC CAT 0001171767 OWENS JAMES W 0100Group PresidentCommon2003-07-184M0331630.1562A35595DCommon2003-07-184F0154764.63D34048DCommon2003-07-184M04668430.1562A80732DCommon2003-07-184F02911564.63D51617DEmployee Stock Option30.15622003-07-184M0 33160D1988-08-082005-06-06Common33160DEmployee Stock Option30.15622003-07-184M0466840D1988-08-082005-06-06Common466840DThis amount includes 13,938 shares in EIP-1 and 2,197 shares in SEIP. In addition, 40,934 shares are held indirectly in revocable trust.(Right to Buy) with tandem tax withholding rights.Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.James W. Owens; L.J. Huxtable, POA2003-07-22 -----END PRIVACY-ENHANCED MESSAGE-----