-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VxXLGmaqPWcYiiBO31pn1Xj0tfSnTav7OtH5f/h5x3SxlWjyNSFywGIKIzoIjtf2 sNZbn/oHi6RXM4zLM3/jfA== 0000018230-03-000280.txt : 20030710 0000018230-03-000280.hdr.sgml : 20030710 20030710121145 ACCESSION NUMBER: 0000018230-03-000280 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030630 FILED AS OF DATE: 20030710 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PARKER JAMES J CENTRAL INDEX KEY: 0001173559 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 03781428 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096754610 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PORIA STATE: IL ZIP: 61629 4 1 edgar.xml PRIMARY DOCUMENT X0101 42003-06-30 0000018230 CATERPILLAR INC CAT 0001173559 PARKER JAMES J 0100Vice President Phantom Stock Units02003-06-302003-07-034A0340A1988-08-081988-08-08Common340DDirectly held shares from Table I are 7,913 shares that includes 3152 shares in EIP-1, 2551 shares in 401K and 757 shares in SEIP.The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service.Security converts to common stock on a one-for-one basis.J. J. Parker; L.J. Huxtable, POA2003-07-10 -----END PRIVACY-ENHANCED MESSAGE-----