-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LHkwqIAaEckqlweplwZS9rE2F0p+a2Spmut7Z3D8InU6HU3qRG95tCqPcepI1UlD XrjEOqdHryMwkQtB6fb1yQ== 0000018230-03-000257.txt : 20030627 0000018230-03-000257.hdr.sgml : 20030627 20030627092613 ACCESSION NUMBER: 0000018230-03-000257 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030625 FILED AS OF DATE: 20030627 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOSSELIN STEPHEN A CENTRAL INDEX KEY: 0001172564 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 03759639 BUSINESS ADDRESS: STREET 1: 100 N E ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096754610 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0101 42003-06-25 0000018230 CATERPILLAR INC CAT 0001172564 GOSSELIN STEPHEN A 0100Vice PresidentCommon2003-06-254M016626.7656A4630DCommon2003-06-254F07956.085D4551DEmployee Stock Option26.76562003-06-254M01660D1988-08-082004-06-07Common1660D This amount includes 1304 shares in EIP-1 and 1495 shares in 401K. In addition, 870 shares are held indirectly by custodial accounts for daughters.(Right to buy) with tandem tax withholding rights.Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.Stephen A. Gosselin; L.J. Huxtable, POA2003-06-27 -----END PRIVACY-ENHANCED MESSAGE-----