-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NbaNRNQYppPjJq1gs3U94gdtsWFs3a97fD2jiPxAMhPlIaqvECacjjrwPOmfMuv7 UMQgM/2xual5mb9BJH/j+g== 0000018230-03-000227.txt : 20030603 0000018230-03-000227.hdr.sgml : 20030603 20030602175757 ACCESSION NUMBER: 0000018230-03-000227 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030530 FILED AS OF DATE: 20030603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WUNNING STEVEN H CENTRAL INDEX KEY: 0001171788 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 03728868 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0101 42003-05-30 0000018230 CATERPILLAR INC CAT 0001171788 WUNNING STEVEN H 0100Vice President Phantom Stock Units02003-05-305A0340A1988-08-081988-08-08Common340DDirectly held shares from Table I are 22,455 that includes 7385 shares in EIP-1, 1966 shares in 401K, 1742 shares in SEIP and 640 shares in dividend reinvestment. Indirectly held shares by wife are 33 shares that includes 1 share in dividend reinvestment.The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service.Secu rity converts to common stock on a one-for-one basis.S. H. Wunning; L.J. Huxtable, POA2003-06-02 -----END PRIVACY-ENHANCED MESSAGE-----