0001140361-22-038880.txt : 20221028 0001140361-22-038880.hdr.sgml : 20221028 20221028170746 ACCESSION NUMBER: 0001140361-22-038880 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221026 FILED AS OF DATE: 20221028 DATE AS OF CHANGE: 20221028 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DS Private Equity Co., Ltd. CENTRAL INDEX KEY: 0001929007 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39736 FILM NUMBER: 221342835 BUSINESS ADDRESS: STREET 1: 10, GUKJEGEUMYUNG-RO, YEONGDEUNGPO-GU STREET 2: 14TH FLOOR CITY: SEOUL STATE: M5 ZIP: 07326 BUSINESS PHONE: 82262136801 MAIL ADDRESS: STREET 1: 10, GUKJEGEUMYUNG-RO, YEONGDEUNGPO-GU STREET 2: 14TH FLOOR CITY: SEOUL STATE: M5 ZIP: 07326 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DS Asset Management Co., Ltd. CENTRAL INDEX KEY: 0001929488 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39736 FILM NUMBER: 221342834 BUSINESS ADDRESS: STREET 1: 10, GUKJEGEUMYUNG-RO, YEONGDEUNGPO-GU STREET 2: 14TH FLOOR CITY: SEOUL STATE: M5 ZIP: 07326 BUSINESS PHONE: 82262136801 MAIL ADDRESS: STREET 1: 10, GUKJEGEUMYUNG-RO, YEONGDEUNGPO-GU STREET 2: 14TH FLOOR CITY: SEOUL STATE: M5 ZIP: 07326 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dok Soo Jang CENTRAL INDEX KEY: 0001929382 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39736 FILM NUMBER: 221342833 MAIL ADDRESS: STREET 1: 10, GUKJEGEUMYUNG-RO, YEONGDEUNGPO-GU STREET 2: 14TH FLOOR CITY: SEOUL STATE: M5 ZIP: 07326 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NUSCALE POWER Corp CENTRAL INDEX KEY: 0001822966 STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIPMENT, EXCEPT ELECTRIC & WARM AIR FURNACES [3433] IRS NUMBER: 852715384 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6650 SW REDWOOD LANE, SUITE 210 CITY: PORTLAND STATE: OR ZIP: 97224 BUSINESS PHONE: (971) 371-1592 MAIL ADDRESS: STREET 1: 6650 SW REDWOOD LANE, SUITE 210 CITY: PORTLAND STATE: OR ZIP: 97224 FORMER COMPANY: FORMER CONFORMED NAME: SPRING VALLEY ACQUISITION CORP. DATE OF NAME CHANGE: 20200828 4 1 form4.xml X0306 4 2022-10-26 0001822966 NUSCALE POWER Corp SMR 0001929007 DS Private Equity Co., Ltd. ONE INTERNATIONAL FINANCE CENTRE 14TH FL 10, GUKJEGEUMYUNG-RO, YEONGDEUNGPO-GU SEOUL M5 07326 KOREA, REPUBLIC OF true 0001929488 DS Asset Management Co., Ltd. 10, GUKJEGEUMYUNG-RO, YEONGDEUNGPO-GU 14TH FLOOR SEOUL M5 07326 KOREA, REPUBLIC OF true 0001929382 Dok Soo Jang 10, GUKJEGEUMYUNG-RO, YEONGDEUNGPO-GU 14TH FLOOR SEOUL M5 07326 KOREA, REPUBLIC OF true Class A Common Stock 2022-10-26 4 S 0 52656 11.966 D 2737344 D Class A Common Stock 2022-10-27 4 S 0 100000 11.6357 D 2637344 D Class A Common Stock 5210000 D Class A Common Stock 7847344 I By DS Private Equity Co., Ltd. and DS Asset Management Co., Ltd. The price reported in Column 4 is a weighted average price. These shares of Class A Common Stock of NuScale Power Corporation (the "Company") were sold by DS Asset Management Co., Ltd. in multiple transactions at prices ranging from $11.80 to $12.08, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price within the ranges set forth in footnote (1) to this Form 4. The price reported in Column 4 is a weighted average price. These shares of Class A Common Stock of the Company were sold by DS Asset Management Co., Ltd. in multiple transactions at prices ranging from $11.50 to $11.75, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price within the ranges set forth in footnote (2) to this Form 4. DS Private Equity Co., Ltd. beneficially owns 5,210,000 shares of Class A Common Stock of the Issuer directly. Dok Soo Jang beneficially owns shares of Class A Common Stock indirectly through his 60% ownership of DS Private Equity Co., Ltd. and his 87.6% ownership of DS Asset Management Co., Ltd. Each of DS Asset Management Co., Ltd. and Mr. Jang disclaim beneficial ownership of the reported shares of Class A Common Stock held by DS Private Equity Co., Ltd. and each of DS Private Equity Co., Ltd. and Mr. Jang disclaim beneficial ownership of the reported shares of Class A Common Stock held by DS Asset Management Co., Ltd., except in each case, to the extent of its or his pecuniary interest therein. This report shall not be deemed an admission that DS Private Equity, DS Asset Management or Mr. Jang are beneficial owners of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. DS Private Equity Co., Ltd. /s/ Steve S. Herr, Managing Director 2022-10-28 DS Asset Management Co., Ltd. /s/ Yundeok Wi, Chief Executive Officer 2022-10-28 /s/ Dok Soo Jang 2022-10-28