CUSIP No. 67079K 100 |
1
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NAMES OF REPORTING PERSONS
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DS Private Equity Co., Ltd.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)☐
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(b)☒
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Republic of Korea
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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0
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6
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SHARED VOTING POWER
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5,210,000 shares
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7
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SOLE DISPOSITIVE POWER
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0
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8
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SHARED DISPOSITIVE POWER
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5,210,000 shares
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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5,210,000 shares
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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11.9%(1)
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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CO
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(1)
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The percentage ownership interest is determined based on 43,615,304 shares of Class A Common Stock of NuScale Power Corporation (the “Issuer”) outstanding as of May 2,
2022, as reported in the Issuer’s Form 8-K filed on May 5, 2022.
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CUSIP No. 67079K 100 |
1
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NAMES OF REPORTING PERSONS
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DS Asset Management Co., Ltd.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☒
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|
|||
3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Republic of Korea
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
|
SOLE VOTING POWER
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0
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6
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SHARED VOTING POWER
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2,790,000 shares
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7
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SOLE DISPOSITIVE POWER
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0
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8
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SHARED DISPOSITIVE POWER
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2,790,000 shares
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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2,790,000 shares
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||||
10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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6.4%(1)
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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CO
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(1)
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The percentage ownership interest is determined based on 43,615,304 shares of Class A Common Stock of the Issuer outstanding as of May 2, 2022, as reported in the Issuer’s
Form 8-K filed on May 5, 2022.
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CUSIP No. 67079K 100 |
1
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NAMES OF REPORTING PERSONS
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Dok Soo Jang
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)☐
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(b)☒
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Republic of Korea
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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0
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6
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SHARED VOTING POWER
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8,000,000 shares
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7
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SOLE DISPOSITIVE POWER
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0
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8
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SHARED DISPOSITIVE POWER
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8,000,000 shares
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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8,000,000 shares
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||||
10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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||
☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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18.3%(1)
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN, HC
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(1) |
The percentage ownership interest is determined based on 43,615,304 shares of Class A Common Stock of the Issuer outstanding as of May 2, 2022, as reported in the Issuer’s Form 8-K filed on May 5,
2022.
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CUSIP No. 67079K 100 |
Item 1(a). |
Name of Issuer:
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Item 1(b). |
Address of Issuer’s Principal Executive Offices:
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Item 2(a). |
Name of Persons Filing:
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Item 2(b). |
Address of Principal Business Office or, if none, Residence:
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Item 2(c). |
Citizenship:
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Item 2(d). |
Title of Class of Securities:
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Item 2(e). |
CUSIP Number:
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Item 3. |
If this statement is filed pursuant to §§ 240.13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
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Item 4. |
Ownership.
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(a)
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Amount beneficially owned:
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(b)
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Percent of class:
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(c)
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Number of shares as to which DS Private Equity has:
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(i)
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Sole power to vote or to direct the vote
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0
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(ii)
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Shared power to vote or to direct the vote
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5,210,000 shares
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(iii)
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Sole power to dispose or to direct the disposition of
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0
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(iv)
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Shared power to dispose or to direct the disposition of:
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5,210,000 shares
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Number of shares as to which DS Asset Management has:
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(i)
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Sole power to vote or to direct the vote
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0
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(ii)
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Shared power to vote or to direct the vote
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2,790,000 shares
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(iii)
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Sole power to dispose or to direct the disposition of
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0
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(iv)
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Shared power to dispose or to direct the disposition of:
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2,790,000 shares
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Number of shares as to which Dok Soo Jang has:
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(i)
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Sole power to vote or to direct the vote
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0
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(ii)
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Shared power to vote or to direct the vote
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8,000,000 shares
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(iii)
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Sole power to dispose or to direct the disposition of
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0
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(iv)
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Shared power to dispose or to direct the disposition of:
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8,000,000 shares
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Item 5. |
Ownership of Five Percent or Less of a Class.
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Item 6. |
Ownership of More than Five Percent on Behalf of Another Person.
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Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
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Item 8. |
Identification and Classification of Members of the Group.
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Item 9. |
Notice of Dissolution of Group.
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Item 10. |
Certification.
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Date: May 13, 2022
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DS PRIVATE EQUITY CO., LTD.
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By:
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/s/ Steve S. Herr
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Name:
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Steve S. Herr
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Title:
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Managing Director
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DS ASSET MANAGEMENT CO., LTD.
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By:
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/s/ Yundeok Wi
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Name:
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Yundeok Wi
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Title:
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Chief Executive Officer
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/s/ Dok Soo Jang
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Dok Soo Jang
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Exhibit A
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Joint Filing Agreement, dated as of May 13, 2022
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DS PRIVATE EQUITY CO., LTD.
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By:
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/s/ Steve S. Herr
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Name:
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Steve S. Herr
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Title:
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Managing Director
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DS ASSET MANAGEMENT CO., LTD.
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||
By:
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/s/ Yundeok Wi
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Name:
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Yundeok Wi
|
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Title:
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Chief Executive Officer
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/s/ Dok Soo Jang
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Dok Soo Jang |