0001562180-21-000025.txt : 20210104 0001562180-21-000025.hdr.sgml : 20210104 20210104155008 ACCESSION NUMBER: 0001562180-21-000025 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201230 FILED AS OF DATE: 20210104 DATE AS OF CHANGE: 20210104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gay Jonathon CENTRAL INDEX KEY: 0001835422 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39834 FILM NUMBER: 21501694 MAIL ADDRESS: STREET 1: 177 HUNTINGTON AVENUE, 21ST FLOOR CITY: BOSTON STATE: MA ZIP: 02115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Clene Inc. CENTRAL INDEX KEY: 0001822791 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: UNIT 902, LUCKY BUILDING STREET 2: 39-41 WELLINGTON STREET, CENTRAL CITY: HONG KONG CENTRAL STATE: K3 ZIP: 00000 BUSINESS PHONE: 852 3998 4852 MAIL ADDRESS: STREET 1: UNIT 902, LUCKY BUILDING STREET 2: 39-41 WELLINGTON STREET, CENTRAL CITY: HONG KONG CENTRAL STATE: K3 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: Chelsea Worldwide Inc. DATE OF NAME CHANGE: 20200827 3 1 primarydocument.xml PRIMARY DOCUMENT X0206 3 2020-12-30 0 0001822791 Clene Inc. CLNN 0001835422 Gay Jonathon 6550 SOUTH MILLROCK DRIVE SUITE G50 SALT LAKE CITY UT 84121 true false false false Common Stock 47962.00 D Common Stock 1164749.00 I (1) Incentive Stock Option (right to buy) 0.53 Common Stock 204895.00 D The securities are beneficially owned by KSV Gold, LLC. Mr. Gay is a member of KSV Gold, LLC's management team. The shares beneficially owned by KSV Gold, LLC. may also be deemed to be beneficially owned by Mr. Gay. However, Mr. Gay has no control over how the shares owned by KSV Gold, LLC are voted and disclaims all shares for which he does not have a pecuniary or profits interest. Awarded pursuant to that certain Non-Plan Stock Option Agreement, dated as of November 23, 2015, by and between Clene Nanomedicine, Inc. and the reporting person. The options are currently exercisable and expire 10 years from the date of the grant. /s/ Jerry Miraglia POA 2021-01-04