0001209191-22-028750.txt : 20220513 0001209191-22-028750.hdr.sgml : 20220513 20220513084511 ACCESSION NUMBER: 0001209191-22-028750 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220511 FILED AS OF DATE: 20220513 DATE AS OF CHANGE: 20220513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kalikow Jonathan Gilbert CENTRAL INDEX KEY: 0001843401 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39995 FILM NUMBER: 22920390 MAIL ADDRESS: STREET 1: 101 PARK AVENUE, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10178 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AFC Gamma, Inc. CENTRAL INDEX KEY: 0001822523 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] IRS NUMBER: 851807125 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 525 OKEECHOBEE BLVD., SUITE 1770 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 BUSINESS PHONE: 561.510.2390 MAIL ADDRESS: STREET 1: 525 OKEECHOBEE BLVD., SUITE 1770 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-05-11 0 0001822523 AFC Gamma, Inc. AFCG 0001843401 Kalikow Jonathan Gilbert 525 OKEECHOBEE BLVD., SUITE 1770 WEST PALM BEACH FL 33401 1 1 0 0 Managing Director Common Stock 2022-05-11 4 P 0 16000 16.1725 A 16000 I See footnote Common Stock 5000 D Common Stock 668500 I See footnote This transaction was executed in multiple trades at prices ranging from $15.40 to $16.69; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Issuer, or a security holder of the Issuer. The shares are held by Gamma Opportunities V LP, a Delaware limited partnership whose general partner is Gamma Opportunities V GP LLC, a Delaware limited liability company ("GO GP"). GO GP is a wholly-owned by the Reporting Person. Shares are held directly by Gamma Lending Holdco LLC, a Delaware limited liability company ("GLO"), whose managing member is Gamma Lending Opportunities LP, a Delaware limited partnership ("GLO LP"). GLO LP's sole general partner is GRE Lending Opportunities LLC, a Delaware limited liability company ("GLO GP"). GLO GP is a wholly owned subsidiary of Gamma Real Estate LLC ("GRE"). The Reporting Person owns 50% of the economic and voting interests in GRE and N. Richard Kalikow, father of the Reporting Person, owns the remaining 50% of the economic and voting interests of GRE. Gabriel Katz, as Attorney-in-Fact for Jonathan G. Kalikow 2022-05-13