0001822479-23-000021.txt : 20230308
0001822479-23-000021.hdr.sgml : 20230308
20230308173539
ACCESSION NUMBER: 0001822479-23-000021
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230306
FILED AS OF DATE: 20230308
DATE AS OF CHANGE: 20230308
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Petras Michael B. Jr.
CENTRAL INDEX KEY: 0001832387
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39729
FILM NUMBER: 23717359
MAIL ADDRESS:
STREET 1: 9100 SOUTH HILLS BLVD
STREET 2: SUITE 300
CITY: BROADVIEW HEIGHTS
STATE: OH
ZIP: 44147
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sotera Health Co
CENTRAL INDEX KEY: 0001822479
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090]
IRS NUMBER: 473531161
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9100 SOUTH HILLS BLVD, SUITE 300
CITY: BROADVIEW HEIGHTS
STATE: OH
ZIP: 44147
BUSINESS PHONE: 440-262-1410
MAIL ADDRESS:
STREET 1: 9100 SOUTH HILLS BLVD, SUITE 300
CITY: BROADVIEW HEIGHTS
STATE: OH
ZIP: 44147
FORMER COMPANY:
FORMER CONFORMED NAME: Sotera Health Topco, Inc.
DATE OF NAME CHANGE: 20200824
4
1
wf-form4_167831492828392.xml
FORM 4
X0306
4
2023-03-06
0
0001822479
Sotera Health Co
SHC
0001832387
Petras Michael B. Jr.
C/O SOTERA HEALTH COMPANY
9100 SOUTH HILLS BLVD, SUITE 300
BROADVIEW HEIGHTS
OH
44147
1
1
0
0
Chairman & CEO
Common Stock, $0.01 par value per share ("Common Stock")
2023-03-06
4
A
0
213189
0
A
584668
D
Common Stock
6377185
I
By Grantor Trust
Stock Options
17.59
2023-03-06
4
A
0
404094
0
A
2033-03-06
Common Stock
404094.0
404094
D
Stock Options
23.0
2030-11-20
Common Stock
1118012.0
1118012
D
Stock Options
20.03
2032-03-02
Common Stock
478932.0
478932
D
Stock Options
6.37
2032-11-07
Common Stock
2108356.0
2108356
D
These securities consist of Restricted Stock Units ("RSUs") that were granted on March 6, 2023, pursuant to the terms of an RSU agreement under the Sotera Health Company 2020 Omnibus Incentive Plan ("2020 Incentive Plan"). Each RSU represents the Reporting Person's right to receive one share of Common Stock, subject to vesting conditions. The RSUs vest annually in three equal installments commencing March 2, 2024.
These securities consist of 468,436 RSUs and 116,232 shares of Common Stock.
No transaction is being reported on this line. Reported on a previously filed Form 4.
These options were granted on March 6, 2023, pursuant to the terms of a stock option agreement under the 2020 Incentive Plan. The options vest annually in three equal installments commencing March 2, 2024, subject to vesting conditions.
These options were granted on November 20, 2020, pursuant to the terms of a stock option agreement under the 2020 Incentive Plan. The options vest in four equal installments on each of the first four anniversaries of the date of grant, subject to vesting conditions.
These options were granted on March 2, 2022, pursuant to the terms of a stock option agreement under the 2020 Incentive Plan. The options vest in three equal installments on each of the first three anniversaries of the date of grant, subject to vesting conditions.
These options were granted on November 7, 2022, pursuant to the terms of a stock option agreement under the 2020 Incentive Plan. The options vest in three installments, as follows: 30%, 30%, and 40% of the options vest on each of the 12-month, 18-month, and 24-month anniversaries, respectively, of the date of grant, subject to vesting conditions.
The Power of Attorney for Mr. Petras is filed as an exhibit to the Form 3 filed on November 20, 2020, which is hereby incorporated by reference.
/s/ Jessica L. M. H. Epp, Attorney-in-Fact
2023-03-08