0001821850-23-000006.txt : 20230103
0001821850-23-000006.hdr.sgml : 20230103
20230103160558
ACCESSION NUMBER: 0001821850-23-000006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221231
FILED AS OF DATE: 20230103
DATE AS OF CHANGE: 20230103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mulloy Scott
CENTRAL INDEX KEY: 0001868562
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39739
FILM NUMBER: 23502095
MAIL ADDRESS:
STREET 1: 101 N. TRYON STREET, STE. 1000
CITY: CHARLOTTE
STATE: NC
ZIP: 28246
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sunlight Financial Holdings Inc.
CENTRAL INDEX KEY: 0001821850
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 101 N. TRYON STREET
STREET 2: SUITE 1000
CITY: CHARLOTTE
STATE: NC
ZIP: 28246
BUSINESS PHONE: (212) 515-3200
MAIL ADDRESS:
STREET 1: 101 N. TRYON STREET
STREET 2: SUITE 1000
CITY: CHARLOTTE
STATE: NC
ZIP: 28246
FORMER COMPANY:
FORMER CONFORMED NAME: Spartan Acquisition Corp. II
DATE OF NAME CHANGE: 20200819
4
1
wf-form4_167277994255229.xml
FORM 4
X0306
4
2022-12-31
0
0001821850
Sunlight Financial Holdings Inc.
SUNL
0001868562
Mulloy Scott
C/O SUNLIGHT FINANCIAL HOLDINGS INC.
101 N. TRYON STREET, SUITE 1000
CHARLOTTE
NC
28246
0
1
0
0
EVP and CIO
Class A Common Stock
2022-12-31
4
A
0
95169
0
A
233276
D
Private Units
Class A Common Stock
1231024.0
1231024
D
The reporting person received Restricted Stock Units ("RSUs"), which are settled in shares of Class A Common Stock, under the 2021 Equity Incentive Plan of Sunlight Financial Holdings Inc. (the "Company"). The RSUs will vest over a 4-year period in equal installments annually, commencing on February 18, 2023.
The reporting person received these Private Units on July 9, 2021, pursuant to the Business Combination Agreement, dated as of January 23, 2021 by and among Spartan Acquisition Corp. II ("Spartan"), Sunlight Financial LLC ("SFLLC"), and certain of their respective affiliates and subsidiaries. Each Private Unit consists of a Class EX Unit issued by SFLLC, together with one share of Class C Common Stock issued by the Company. Each Private Unit is exchangeable, subject to certain conditions, for either one share of Class A Common Stock, or at SFLLC's election, an amount of cash equivalent to the market value of one share of Class A Common Stock, pursuant to and in accordance with the terms of the Fifth Amended and Restated Limited Liability Company Agreement of SFLCC. The Class C Common Stock will vote together with the Class A Common Stock as a single class, but will have no economic rights. These exchange rights do not expire.
/s/ Lindsay Schall, attorney-in-fact
2023-01-03