0001104659-24-068244.txt : 20240604 0001104659-24-068244.hdr.sgml : 20240604 20240604160746 ACCESSION NUMBER: 0001104659-24-068244 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240531 FILED AS OF DATE: 20240604 DATE AS OF CHANGE: 20240604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sullivan Francine CENTRAL INDEX KEY: 0001870837 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39572 FILM NUMBER: 241018011 MAIL ADDRESS: STREET 1: 11835 WEST OLYMPIC BOULEVARD STREET 2: SUITE 900E CITY: LOS ANGELES STATE: CA ZIP: 90064 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EVgo Inc. CENTRAL INDEX KEY: 0001821159 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AUTOMOTIVE REPAIR, SERVICES & PARKING [7500] ORGANIZATION NAME: 07 Trade & Services IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11835 WEST OLYMPIC BOULEVARD STREET 2: SUITE 900E CITY: LOS ANGELES STATE: CA ZIP: 90064 BUSINESS PHONE: (310) 954-2900 MAIL ADDRESS: STREET 1: 11835 WEST OLYMPIC BOULEVARD STREET 2: SUITE 900E CITY: LOS ANGELES STATE: CA ZIP: 90064 FORMER COMPANY: FORMER CONFORMED NAME: EVgo Inc DATE OF NAME CHANGE: 20210702 FORMER COMPANY: FORMER CONFORMED NAME: Climate Change Crisis Real Impact I Acquisition Corp DATE OF NAME CHANGE: 20200814 4 1 tm2416362-3_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2024-05-31 0 0001821159 EVgo Inc. EVGO 0001870837 Sullivan Francine C/O EVGO INC. 11835 W. OLYMPIC BLVD. SUITE 900E LOS ANGELES CA 90064 0 1 0 0 Chief Legal Officer 1 Class A Common Stock 2024-05-31 4 M 0 25291 A 114188 D Class A Common Stock 2024-06-03 4 S 0 11634 1.989 D 102554 D Restricted Stock Units 2024-05-31 4 M 0 25291 0.00 D Class A Common Stock 25291 0 D Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock"). The sales reported in this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs pursuant to the Issuer's mandatory sell to cover policy, which requires sales in an amount sufficient to cover tax withholding obligations associated with the vesting events, and do not represent discretionary trades by the Reporting Person. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $1.940 to $2.080, inclusive, pursuant to the Reporting Person's 10b5-1 trading plan adopted on September 28, 2023. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in the transactions described in this footnote 2. The RSUs vested in three equal annual installments on each of the first three anniversaries of May 31, 2021, subject to the Reporting Person's continued employment through each such vesting date. /s/ Francine Sullivan by Chris Nenno, as Attorney-in-Fact 2024-06-04