0001209191-23-021714.txt : 20230330 0001209191-23-021714.hdr.sgml : 20230330 20230330191349 ACCESSION NUMBER: 0001209191-23-021714 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230328 FILED AS OF DATE: 20230330 DATE AS OF CHANGE: 20230330 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bailey Christopher L CENTRAL INDEX KEY: 0001888690 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39546 FILM NUMBER: 23782304 MAIL ADDRESS: STREET 1: C/O PROTERRA INC. STREET 2: 1815 ROLLINS ROAD CITY: BURLINGAME STATE: CA ZIP: 94010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Proterra Inc CENTRAL INDEX KEY: 0001820630 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 902099565 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1815 ROLLINS ROAD CITY: BURLINGAME STATE: CA ZIP: 94010 BUSINESS PHONE: 650-689-8284 MAIL ADDRESS: STREET 1: 1815 ROLLINS ROAD CITY: BURLINGAME STATE: CA ZIP: 94010 FORMER COMPANY: FORMER CONFORMED NAME: ArcLight Clean Transition Corp. DATE OF NAME CHANGE: 20200806 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-03-28 0 0001820630 Proterra Inc PTRA 0001888690 Bailey Christopher L C/O PROTERRA INC 1815 ROLLINS ROAD BURLNGAME CA 94010 0 1 0 0 President, Powered & Energy 0 Common Stock 2023-03-28 4 A 0 167037 0.00 A 484513 D Stock Option (Right to Buy) 1.50 2023-03-28 4 A 0 274282 0.00 A 2033-03-28 Common Stock 274282 274282 D Represents the number of shares of common stock underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's common stock. The shares underlying the RSUs vest as to 25% of the total shares on March 25, 2024, and thereafter vest as to 25% of the total shares annually until fully vested, subject to the Reporting Person remaining in Service (as defined in the Issuer's 2021 Equity Incentive Plan) of the Issuer as of each such date. The stock option vests as to 25% of the total shares on March 25, 2024, and thereafter vests as to 25% of the total shares annually until fully vested, subject to the Reporting Person remaining in Service (as defined in the Issuer's 2021 Equity Incentive Plan) of the Issuer as of each such date. Christopher L. Bailey, by /s/ Ron A. Metzger, Attorney-in-Fact 2023-03-30