0001961863-23-000178.txt : 20231208 0001961863-23-000178.hdr.sgml : 20231208 20231208164906 ACCESSION NUMBER: 0001961863-23-000178 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20231208 DATE AS OF CHANGE: 20231208 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Bakkt Holdings, Inc. CENTRAL INDEX KEY: 0001820302 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 981550750 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-39544 FILM NUMBER: 231476077 BUSINESS ADDRESS: STREET 1: 10000 AVALON BOULEVARD, SUITE 1000 CITY: ALPHARETTA STATE: GA ZIP: 30009 BUSINESS PHONE: 678-534-5849 MAIL ADDRESS: STREET 1: 10000 AVALON BOULEVARD, SUITE 1000 CITY: ALPHARETTA STATE: GA ZIP: 30009 FORMER COMPANY: FORMER CONFORMED NAME: VPC Impact Acquisition Holdings DATE OF NAME CHANGE: 20200805 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Collins Sean Roberts CENTRAL INDEX KEY: 0001873512 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: C/O BAKKT HOLDINGS, INC. STREET 2: 10000 AVALON BOULEVARD, SUITE 1000 CITY: ALPHARETTA STATE: GA ZIP: 30009 144 1 primary_doc.xml 144 0001873512 XXXXXXXX LIVE 0001820302 Bakkt Holdings, Inc. 001-39544 10000 AVALON BOULEVARD, SUITE 1000 ALPHARETTA GA 30009 678-534-5849 Collins Sean Roberts Director Class A Merrill Lynch, Pierce, Fenner & Smith

555 California Street Suite 1800 San Francisco CA 94104

46501 79051.00 91429477 12/08/2023 NYSE Class A 10/15/2021 Private Placement Issuer N 46501 10/15/2021 Cash N GOLDFINCH CO-INVEST I LP

1301 2nd Avenue Suite 1700 Seattle WA 98101

Class A 12/07/2023 225236 414406.00 GOLDFINCH CO-INVEST IB LP

1301 2nd Avenue Suite 1700 Seattle WA 98101

Class A 12/07/2023 12782 23517.00 GOLDFINCH CO-INVEST IC LP

1301 2nd Avenue Suite 1700 Seattle WA 98101

Class A 12/07/2023 47661 87690.00 Collins Sean Roberts

1301 2nd Avenue Suite 1700 Seattle WA 98101

Class A 12/07/2023 182646 328762.80 12/08/2023 Sean Collins