0001943008-23-000004.txt : 20230214
0001943008-23-000004.hdr.sgml : 20230214
20230214210102
ACCESSION NUMBER: 0001943008-23-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230210
FILED AS OF DATE: 20230214
DATE AS OF CHANGE: 20230214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Elliot Mark Sonbolian
CENTRAL INDEX KEY: 0001943008
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39544
FILM NUMBER: 23633314
MAIL ADDRESS:
STREET 1: C/O BAKKT HOLDINGS INC.
STREET 2: 10000 AVALON BLVD., SUITE 1000
CITY: ALPHARETTA
STATE: GA
ZIP: 30009
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bakkt Holdings, Inc.
CENTRAL INDEX KEY: 0001820302
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 981550750
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10000 AVALON BOULEVARD, SUITE 1000
CITY: ALPHARETTA
STATE: GA
ZIP: 30009
BUSINESS PHONE: 678-534-5849
MAIL ADDRESS:
STREET 1: 10000 AVALON BOULEVARD, SUITE 1000
CITY: ALPHARETTA
STATE: GA
ZIP: 30009
FORMER COMPANY:
FORMER CONFORMED NAME: VPC Impact Acquisition Holdings
DATE OF NAME CHANGE: 20200805
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2023-02-10
0
0001820302
Bakkt Holdings, Inc.
BKKT
0001943008
Elliot Mark Sonbolian
C/O BAKKT HOLDINGS INC.
10000 AVALON BLVD., SUITE 1000
ALPHARETTA
GA
30009
0
1
0
0
Chief Sales & Mktg Officer
Class A Common Stock
2023-02-10
4
F
0
11634
1.64
D
262650
D
Class A Common Stock
2023-02-13
4
S
0
4382
1.4803
D
258268
D
In connection with the vesting of restricted stock units on February 1, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on February 1, 2023.
Includes 192,328 shares of Class A Common Stock subject to restricted stock units that remain subject to vesting.
The sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/11/2022.
Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $1.45 to $1.50, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
/s/ Marc D'Annunzio Attorney-in-Fact for Mark S. Elliot
2023-02-14