0001873512-23-000002.txt : 20230608
0001873512-23-000002.hdr.sgml : 20230608
20230608185346
ACCESSION NUMBER: 0001873512-23-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230606
FILED AS OF DATE: 20230608
DATE AS OF CHANGE: 20230608
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Collins Sean Roberts
CENTRAL INDEX KEY: 0001873512
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39544
FILM NUMBER: 231003375
MAIL ADDRESS:
STREET 1: C/O BAKKT HOLDINGS, INC.
STREET 2: 10000 AVALON BOULEVARD, SUITE 1000
CITY: ALPHARETTA
STATE: GA
ZIP: 30009
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bakkt Holdings, Inc.
CENTRAL INDEX KEY: 0001820302
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 981550750
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10000 AVALON BOULEVARD, SUITE 1000
CITY: ALPHARETTA
STATE: GA
ZIP: 30009
BUSINESS PHONE: 678-534-5849
MAIL ADDRESS:
STREET 1: 10000 AVALON BOULEVARD, SUITE 1000
CITY: ALPHARETTA
STATE: GA
ZIP: 30009
FORMER COMPANY:
FORMER CONFORMED NAME: VPC Impact Acquisition Holdings
DATE OF NAME CHANGE: 20200805
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0407
4
2023-06-06
0
0001820302
Bakkt Holdings, Inc.
BKKT
0001873512
Collins Sean Roberts
C/O BAKKT HOLDINGS, INC.
10000 AVALON BOULEVARD, SUITE 1000
ALPHARETTA
GA
30009
1
0
0
0
0
Class A Common Stock
2023-06-06
4
A
0
275000
0
A
457646
D
Class A Common Stock
582323
I
See Footnotes
These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on the date of the Issuer's next annual meeting of stockholders, provided that the Reporting Person continues to provide service to the Issuer through such date.
Includes 275,000 shares of Class A Common Stock subject to RSUs that remain subject to vesting.
Represents 582,323 shares held by Goldfinch Co-Invest IC, LP ("Goldfinch IC"). The general partner of Goldfinch IC is Goldfinch Co-Invest I GP LLC (the "General Partner"). Mr. Collins is the managing partner of the General Partner, and exercises voting and investment control over these shares. Mr. Collins disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
/s/ Marc D'Annunzio Attorney-in-Fact for Sean Roberts Collins
2023-06-08