0001870910-23-000007.txt : 20230419 0001870910-23-000007.hdr.sgml : 20230419 20230419211547 ACCESSION NUMBER: 0001870910-23-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230417 FILED AS OF DATE: 20230419 DATE AS OF CHANGE: 20230419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alexander Karen CENTRAL INDEX KEY: 0001870910 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39544 FILM NUMBER: 23831236 MAIL ADDRESS: STREET 1: C/O BAKKT HOLDINGS, INC. STREET 2: 10000 AVALON BOULEVARD, SUITE 1000 CITY: ALPHARETTE STATE: GA ZIP: 30009 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bakkt Holdings, Inc. CENTRAL INDEX KEY: 0001820302 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 981550750 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10000 AVALON BOULEVARD, SUITE 1000 CITY: ALPHARETTA STATE: GA ZIP: 30009 BUSINESS PHONE: 678-534-5849 MAIL ADDRESS: STREET 1: 10000 AVALON BOULEVARD, SUITE 1000 CITY: ALPHARETTA STATE: GA ZIP: 30009 FORMER COMPANY: FORMER CONFORMED NAME: VPC Impact Acquisition Holdings DATE OF NAME CHANGE: 20200805 4 1 primary_doc.xml PRIMARY DOCUMENT X0407 4 2023-04-17 0 0001820302 Bakkt Holdings, Inc. BKKT 0001870910 Alexander Karen C/O BAKKT HOLDINGS, INC. 10000 AVALON BOULEVARD, SUITE 1000 ALPHARETTE GA 30009 0 1 0 0 Chief Financial Officer 0 Class A Common Stock 2023-04-17 4 A 0 24999 0 A 410879 D Represents shares of Class A common stock issuable to the reporting person based on the attainment of performance goals in respect of performance stock units granted on 08/26/2022 that remain subject to vesting. Includes 390,545 shares of Class A Common Stock subject to restricted stock units awards that remain subject to vesting. /s/ Marc D'Annunzio Attorney-in-Fact for Karen Alexander 2023-04-19