0001209191-22-049574.txt : 20220912
0001209191-22-049574.hdr.sgml : 20220912
20220912175912
ACCESSION NUMBER: 0001209191-22-049574
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220912
FILED AS OF DATE: 20220912
DATE AS OF CHANGE: 20220912
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Alexander Karen
CENTRAL INDEX KEY: 0001870910
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39544
FILM NUMBER: 221239418
MAIL ADDRESS:
STREET 1: C/O BAKKT HOLDINGS, INC.
STREET 2: 5500 WINDWARD PKWY, SUITE 450
CITY: ALPHARETTE
STATE: GA
ZIP: 30005
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bakkt Holdings, Inc.
CENTRAL INDEX KEY: 0001820302
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 981550750
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10000 AVALON BOULEVARD, SUITE 1000
CITY: ALPHARETTA
STATE: GA
ZIP: 30009
BUSINESS PHONE: 678-534-5849
MAIL ADDRESS:
STREET 1: 10000 AVALON BOULEVARD, SUITE 1000
CITY: ALPHARETTA
STATE: GA
ZIP: 30009
FORMER COMPANY:
FORMER CONFORMED NAME: VPC Impact Acquisition Holdings
DATE OF NAME CHANGE: 20200805
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-09-12
0
0001820302
Bakkt Holdings, Inc.
BKKT
0001870910
Alexander Karen
C/O BAKKT HOLDINGS, INC.
10000 AVALON BLVD., SUITE 1000
ALPHARETTA
GA
30009
0
1
0
0
Chief Financial Officer
Class A Common Stock
2022-09-12
4
A
0
100000
0.00
A
211455
D
These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs will vest in equal annual installments of the first three anniversaries of the grant date, provided that the Reporting Person's continued employment with the Issuer as of each vest date.
Includes 211,455 shares of Class A Common Stock subject to RSUs that remain subject to vesting.
/s/ Marc D'Annunzio Attorney-in-Fact for Karen Alexander
2022-09-12