0001209191-22-037607.txt : 20220616
0001209191-22-037607.hdr.sgml : 20220616
20220616185245
ACCESSION NUMBER: 0001209191-22-037607
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220614
FILED AS OF DATE: 20220616
DATE AS OF CHANGE: 20220616
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Collins Sean Roberts
CENTRAL INDEX KEY: 0001873512
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39544
FILM NUMBER: 221021839
MAIL ADDRESS:
STREET 1: C/O BAKKT HOLDINGS, INC.
STREET 2: 5500 WINDWARD PKWY., SUITE 450
CITY: ALPHARETTA
STATE: GA
ZIP: 30005
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bakkt Holdings, Inc.
CENTRAL INDEX KEY: 0001820302
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 981550750
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10000 AVALON BOULEVARD, SUITE 1000
CITY: ALPHARETTA
STATE: GA
ZIP: 30009
BUSINESS PHONE: 678-534-5849
MAIL ADDRESS:
STREET 1: 10000 AVALON BOULEVARD, SUITE 1000
CITY: ALPHARETTA
STATE: GA
ZIP: 30009
FORMER COMPANY:
FORMER CONFORMED NAME: VPC Impact Acquisition Holdings
DATE OF NAME CHANGE: 20200805
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-06-14
0
0001820302
Bakkt Holdings, Inc.
BKKT
0001873512
Collins Sean Roberts
C/O BAKKT HOLDINGS, INC.
10000 AVALON BOULEVARD, SUITE 1000
ALPHARETTA
GA
30009
1
0
0
0
Class A Common Stock
2022-06-14
4
A
0
172646
0.00
A
182646
D
Class A Common Stock
582323
I
See Footnotes
These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on June 14, 2023, provided that the Reporting Person continues to provide service to the Issuer through such date.
Includes 172,646 shares of Class A Common Stock subject to RSUs that remain subject to vesting.
Represents 582,323 shares held by Goldfinch Co-Invest IC, LP ("Goldfinch IC"). The general partner of Goldfinch IC is Goldfinch Co-Invest I GP LLC (the "General Partner"). Mr. Collins is the managing partner of the General Partner, and exercises voting and investment control over these shares. Mr. Collins disclaims beneficial ownership of the these shares except to the extent of his pecuniary interest therein.
/s/ Marc D'Annunzio Attorney-in-Fact for Sean Roberts Collins
2022-06-16