0001209191-21-071138.txt : 20211223
0001209191-21-071138.hdr.sgml : 20211223
20211223180208
ACCESSION NUMBER: 0001209191-21-071138
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211221
FILED AS OF DATE: 20211223
DATE AS OF CHANGE: 20211223
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Alexander Karen
CENTRAL INDEX KEY: 0001870910
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39544
FILM NUMBER: 211518402
MAIL ADDRESS:
STREET 1: C/O BAKKT HOLDINGS, INC.
STREET 2: 5500 WINDWARD PKWY, SUITE 450
CITY: ALPHARETTE
STATE: GA
ZIP: 30005
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bakkt Holdings, Inc.
CENTRAL INDEX KEY: 0001820302
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 981550750
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10000 AVALON BOULEVARD, SUITE 1000
CITY: ALPHARETTA
STATE: GA
ZIP: 30009
BUSINESS PHONE: 678-534-5849
MAIL ADDRESS:
STREET 1: 10000 AVALON BOULEVARD, SUITE 1000
CITY: ALPHARETTA
STATE: GA
ZIP: 30009
FORMER COMPANY:
FORMER CONFORMED NAME: VPC Impact Acquisition Holdings
DATE OF NAME CHANGE: 20200805
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-12-21
0
0001820302
Bakkt Holdings, Inc.
BKKT
0001870910
Alexander Karen
C/O BAKKT HOLDINGS, INC.
10000 AVALON BLVD., SUITE 1000
ALPHARETTA
GA
30009
0
1
0
0
Chief Accounting Officer
Class A Common Stock
2021-12-21
4
A
0
75000
0.00
A
75000
D
These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. One-third of the RSUs shall vest on the one year anniversary of the grant date, and one-third of the RSUs shall vest annually thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vest date.
/s/ Marc D'Annunzio Attorney-in-Fact for Karen Alexander
2021-12-22