0001209191-21-071138.txt : 20211223 0001209191-21-071138.hdr.sgml : 20211223 20211223180208 ACCESSION NUMBER: 0001209191-21-071138 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211221 FILED AS OF DATE: 20211223 DATE AS OF CHANGE: 20211223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alexander Karen CENTRAL INDEX KEY: 0001870910 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39544 FILM NUMBER: 211518402 MAIL ADDRESS: STREET 1: C/O BAKKT HOLDINGS, INC. STREET 2: 5500 WINDWARD PKWY, SUITE 450 CITY: ALPHARETTE STATE: GA ZIP: 30005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bakkt Holdings, Inc. CENTRAL INDEX KEY: 0001820302 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 981550750 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10000 AVALON BOULEVARD, SUITE 1000 CITY: ALPHARETTA STATE: GA ZIP: 30009 BUSINESS PHONE: 678-534-5849 MAIL ADDRESS: STREET 1: 10000 AVALON BOULEVARD, SUITE 1000 CITY: ALPHARETTA STATE: GA ZIP: 30009 FORMER COMPANY: FORMER CONFORMED NAME: VPC Impact Acquisition Holdings DATE OF NAME CHANGE: 20200805 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-12-21 0 0001820302 Bakkt Holdings, Inc. BKKT 0001870910 Alexander Karen C/O BAKKT HOLDINGS, INC. 10000 AVALON BLVD., SUITE 1000 ALPHARETTA GA 30009 0 1 0 0 Chief Accounting Officer Class A Common Stock 2021-12-21 4 A 0 75000 0.00 A 75000 D These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. One-third of the RSUs shall vest on the one year anniversary of the grant date, and one-third of the RSUs shall vest annually thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vest date. /s/ Marc D'Annunzio Attorney-in-Fact for Karen Alexander 2021-12-22