0001213900-24-003087.txt : 20240111 0001213900-24-003087.hdr.sgml : 20240111 20240111203530 ACCESSION NUMBER: 0001213900-24-003087 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20210120 FILED AS OF DATE: 20240111 DATE AS OF CHANGE: 20240111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Olympus Capital Holdings Asia LLC CENTRAL INDEX KEY: 0001134728 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39901 FILM NUMBER: 24530401 BUSINESS ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 212-201-8533 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 FORMER NAME: FORMER CONFORMED NAME: OLYMPUS CAPITAL HOLDINGS ASIA DATE OF NAME CHANGE: 20010213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OCA Acquisition Holdings LLC CENTRAL INDEX KEY: 0001820174 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39901 FILM NUMBER: 24530402 BUSINESS ADDRESS: STREET 1: 485 MADISON AVENUE FLOOR 17TH CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122018525 MAIL ADDRESS: STREET 1: 485 MADISON AVENUE FLOOR 17TH CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shen David CENTRAL INDEX KEY: 0001841168 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39901 FILM NUMBER: 24530400 MAIL ADDRESS: STREET 1: 485 MADISON AVENUE, 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mintz Daniel CENTRAL INDEX KEY: 0001841041 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39901 FILM NUMBER: 24530399 MAIL ADDRESS: STREET 1: 485 MADISON AVENUE, 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OCA Acquisition Corp. CENTRAL INDEX KEY: 0001820175 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] ORGANIZATION NAME: 05 Real Estate & Construction IRS NUMBER: 852218652 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 485 MADISON AVENUE FLOOR 17TH CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122018525 MAIL ADDRESS: STREET 1: 485 MADISON AVENUE FLOOR 17TH CITY: NEW YORK STATE: NY ZIP: 10022 3 1 ownership.xml OWNERSHIP DOCUMENT X0206 3 2021-01-20 0 0001820175 OCA Acquisition Corp. OCAX 0001820174 OCA Acquisition Holdings LLC 1345 AVENUE OF THE AMERICAS, 33RD FLOOR NEW YORK NY 10105 0 0 1 0 0001134728 Olympus Capital Holdings Asia LLC 1345 AVENUE OF THE AMERICAS, 33RD FLOOR NEW YORK NY 10105 0 0 1 0 0001841168 Shen David 1345 AVENUE OF THE AMERICAS, 33RD FLOOR NEW YORK NY 10105 1 1 1 0 CEO and President 0001841041 Mintz Daniel 1345 AVENUE OF THE AMERICAS, 33RD FLOOR NEW YORK NY 10105 1 0 1 0 Class B common stock Class A common stock 3737500 D Each share of Class B common stock will automatically convert into one share of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis. This Form 3 is being filed by the following reporting persons: OCA Acquisition Holdings LLC (the "Sponsor"), David Shen, Daniel Mintz and Olympus Capital Holdings Asia, LLC ("Olympus Capital," and, together with the Sponsor, Mr. Shen and Mr. Mintz, the "Reporting Persons"). The Sponsor is the record holder of the shares reported herein. Olympus Capital Asia V, L.P. ("Olympus") currently is the majority and managing member of the Sponsor. Olympus Capital is the investment adviser to Olympus, and Mr. Shen and Mr. Mintz possess certain consent rights over decisions with respect to the investments of Olympus Capital and therefore may be deemed to beneficially own the reported securities. Each Reporting Person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein. Exhibit List: Exhibit 24.1 - Power of Attorney (David Shen); Exhibit 24.2 - Power of Attorney (Daniel Mintz) OCA Acquisition Holdings LLC, By: /s/ Jeffrey Glat, Managing Director and Chief Financial Officer 2024-01-11 Olympus Capital Holdings Asia, LLC, By: /s/ Jeffrey Glat, Managing Director and Chief Financial Officer 2024-01-11 /s/ David Shen 2024-01-11 /s/ Daniel Mintz 2024-01-11 EX-24.1 2 ea191543ex24-1_ocaacquisit.htm POWER OF ATTORNEY

Exhibit 24.1

 

POWER OF ATTORNEY

 

KNOW ALL BY THESE PRESENT, that the undersigned hereby makes, constitutes and appoints Jeff Glat, each signing singly, and with full power of substitution, as the undersigned’s true and lawful attorney-in-fact, with full power and authority as hereinafter described on behalf of and in the name, place and stead of the undersigned, to:

 

(i)execute for an on behalf of the undersigned, in the undersigned’s capacity as a director, officer of beneficial owner of shares of stock of OCA Acquisition Corp., a Delaware corporation (the “Company”), any Schedule 13D of Schedule 13G, and any amendments, supplements or exhibits thereto (including any joint filing agreements) required to be filed by the undersigned under Section 13 of the Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder (the “Exchange Act”), and any Forms 3, 4 and 5 and any amendments, supplements or exhibits thereto required to be filed by the undersigned under Section 16(a) of the Exchange Act;

 

(ii)do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Schedule 13D, Schedule 13G, Form 3, 4 or 5 and timely file such forms with the United States Securities and Exchange Commission and any stock exchange on which the stock of the Company is then listed; and

 

(iii)take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact’s discretion.

 

The undersigned hereby grants to such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorney-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 13 and Section 16 of the Exchange Act.

 

This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file reports or schedules under Section 13 or Section 16 of the Exchange Act with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorney-in- fact.

 

[Signature Page Follows]

 

 

 

 

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 11th day of January 2024.

 

  /s/ David Shen
  David Shen

 

 

 

 

 

 EX-24.2 3 ea191543ex24-2_ocaacquisit.htm POWER OF ATTORNEY

Exhibit 24.2

 

POWER OF ATTORNEY

 

KNOW ALL BY THESE PRESENT, that the undersigned hereby makes, constitutes and appoints David Shen and Jeff Glat, each signing singly, and with full power of substitution, as the undersigned’s true and lawful attorneys-in-fact, with full power and authority as hereinafter described on behalf of and in the name, place and stead of the undersigned, to:

 

(i)execute for an on behalf of the undersigned, in the undersigned’s capacity as a director, officer of beneficial owner of shares of stock of OCA Acquisition Corp., a Delaware corporation (the “Company”), any Schedule 13D of Schedule 13G, and any amendments, supplements or exhibits thereto (including any joint filing agreements) required to be filed by the undersigned under Section 13 of the Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder (the “Exchange Act”), and any Forms 3, 4 and 5 and any amendments, supplements or exhibits thereto required to be filed by the undersigned under Section 16(a) of the Exchange Act;

 

(ii)do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Schedule 13D, Schedule 13G, Form 3, 4 or 5 and timely file such forms with the United States Securities and Exchange Commission and any stock exchange on which the stock of the Company is then listed; and

 

(iii)take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorneys-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorneys-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorneys-in-fact may approve in such attorneys-in-fact’s discretion.

 

The undersigned hereby grants to such attorneys-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorneys-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 13 and Section 16 of the Exchange Act.

 

This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file reports or schedules under Section 13 or Section 16 of the Exchange Act with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in- fact.

 

[Signature Page Follows]

 

 

 

 

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 11th day of January 2024.

 

  /s/ Daniel Mintz
  Daniel Mintz