0000899243-22-030760.txt : 20220909
0000899243-22-030760.hdr.sgml : 20220909
20220909201726
ACCESSION NUMBER: 0000899243-22-030760
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220906
FILED AS OF DATE: 20220909
DATE AS OF CHANGE: 20220909
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: O'Donnell Shaun
CENTRAL INDEX KEY: 0001880855
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39560
FILM NUMBER: 221237196
MAIL ADDRESS:
STREET 1: C/O ROCKET LAB USA, INC.
STREET 2: 3881 MCGOWEN STREET
CITY: LONG BEACH
STATE: CA
ZIP: 90808
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rocket Lab USA, Inc.
CENTRAL INDEX KEY: 0001819994
STANDARD INDUSTRIAL CLASSIFICATION: GUIDED MISSILES & SPACE VEHICLES & PARTS [3760]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3881 MCGOWEN STREET
CITY: LONG BEACH
STATE: CA
ZIP: 90808
BUSINESS PHONE: 714-465-5737
MAIL ADDRESS:
STREET 1: 3881 MCGOWEN STREET
CITY: LONG BEACH
STATE: CA
ZIP: 90808
FORMER COMPANY:
FORMER CONFORMED NAME: Vector Acquisition Corp
DATE OF NAME CHANGE: 20200803
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2022-09-06
2022-09-08
0
0001819994
Rocket Lab USA, Inc.
RKLB
0001880855
O'Donnell Shaun
C/O ROCKET LAB USA, INC.
3881 MCGOWEN STREET
LONG BEACH
90808
0
1
0
0
EVP - Global Operations
Common Stock
2022-09-06
4
M
0
724772
A
905485
D
Restricted Stock Units
2022-09-06
4
M
0
724772
0.00
D
Common Stock
724772
0
D
Represents 543,579 shares of common stock issued on settlement of Restricted Stock Units ("RSUs") on September 6, 2022, and 181,193 RSUs subject to service-based vesting.
Each RSU represents a contingent right to receive one share of the issuer's common stock upon settlement. The number of shares of common stock issued on settlement on September 6, 2022 and remaining RSUs were incorrectly described in the reporting person's original Form 4.
Includes 543,579 shares of common stock issued on settlement of RSUs on September 6, 2022; 181,193 RSUs previously reported in Table II that remain subject to service-based vesting requirements described in note 4 below; and 180,713 shares of common stock. The number of shares of common stock issued on settlement on September 6, 2022 and remaining RSUs were incorrectly described in the reporting person's original Form 4
The RSUs are subject to both a service-based vesting condition and liquidity-based vesting condition. The liquidity-based vesting condition was waived by the Board for these RSUs on September 6, 2022. One-sixteenth of the RSUs satisfied the service-based vesting condition at the end of each calendar quarter beginning June 30, 2019 and were settled for 543,579 shares of common stock on September 6, 2022, and the remaining RSUs will vest on the same schedule. As a result of the waiver of the liquidity-based vesting condition, the reporting person has elected to report the remaining unvested RSUs on Table I. The time-based vesting schedule for these RSUs was incorrectly described in the reporting person's original Form 4.
/s/ Adam Spice, as Attorney-in-Fact
for Shaun O'Donnell
2022-09-09