0001856678-23-000002.txt : 20230609 0001856678-23-000002.hdr.sgml : 20230609 20230609172729 ACCESSION NUMBER: 0001856678-23-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230607 FILED AS OF DATE: 20230609 DATE AS OF CHANGE: 20230609 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lujan Thomas R. CENTRAL INDEX KEY: 0001856678 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40345 FILM NUMBER: 231006431 MAIL ADDRESS: STREET 1: 2401 EAST 86TH ST. CITY: BLOOMINGTON STATE: MN ZIP: 55425 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SkyWater Technology, Inc CENTRAL INDEX KEY: 0001819974 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 371839853 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2401 EAST 86TH STREET CITY: BLOOMINGTON STATE: MN ZIP: 55425 BUSINESS PHONE: 952-851-5200 MAIL ADDRESS: STREET 1: 2401 EAST 86TH STREET CITY: BLOOMINGTON STATE: MN ZIP: 55425 FORMER COMPANY: FORMER CONFORMED NAME: CMI Acquisition, LLC DATE OF NAME CHANGE: 20200803 4 1 wk-form4_1686346037.xml FORM 4 X0407 4 2023-06-07 0 0001819974 SkyWater Technology, Inc SKYT 0001856678 Lujan Thomas R. 2401 EAST 86TH STREET BLOOMINGTON MN 55425 1 0 0 0 0 Common Stock 2023-06-07 4 A 0 10060 0 A 471258 D Represents a grant of restricted stock units ("RSUs"). The RSUs vest on the date immediately preceding the next occurring annual meeting of the Issuer's stockholders, contingent on the reporting person's continued service on such vesting date. The Reporting Person made a bona fide gift of 14,000 shares to his offspring on 1/6/2023, thus reducing the total number of Securities Beneficially Owned by the Reporting Person. Disposition price is not applicable as this transaction was a bona fide gift. /s/ Christopher Hilberg, Attorney-in-Fact 2023-06-09