0001819848-23-000262.txt : 20230703 0001819848-23-000262.hdr.sgml : 20230703 20230703144246 ACCESSION NUMBER: 0001819848-23-000262 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230629 FILED AS OF DATE: 20230703 DATE AS OF CHANGE: 20230703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bevirt JoeBen CENTRAL INDEX KEY: 0001877280 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39524 FILM NUMBER: 231064867 MAIL ADDRESS: STREET 1: C/O JOBY AVIATION, INC. STREET 2: 2155 DELAWARE AVENUE, SUITE #225 CITY: SANTA CRUZ STATE: CA ZIP: 95060 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Joby Aviation, Inc. CENTRAL INDEX KEY: 0001819848 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT [3721] IRS NUMBER: 981548118 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 ENCINAL STREET CITY: SANTA CRUZ STATE: CA ZIP: 95060 BUSINESS PHONE: 831-201-6700 MAIL ADDRESS: STREET 1: 333 ENCINAL STREET CITY: SANTA CRUZ STATE: CA ZIP: 95060 FORMER COMPANY: FORMER CONFORMED NAME: Reinvent Technology Partners DATE OF NAME CHANGE: 20200807 FORMER COMPANY: FORMER CONFORMED NAME: Reinvent Acquisition Corp. DATE OF NAME CHANGE: 20200731 4 1 wf-form4_168840975482968.xml FORM 4 X0407 4 2023-06-29 0 0001819848 Joby Aviation, Inc. JOBY 0001877280 Bevirt JoeBen C/O JOBY AVIATION, INC. 333 ENCINAL STREET SANTA CRUZ CA 95060 1 1 1 0 CEO and Chief Architect 1 Common Stock 2023-06-29 4 S 0 1010102 10.51 D 58505119 I By Joby Trust Common Stock 2023-06-29 4 S 0 143292 11.91 D 58361827 I By Joby Trust Common Stock 33378734 I By JoeBen Bevirt 2020 Descendants Trust Common Stock 2717177 I By JoeBen Bevirt 2022 GRAT Trust Common Stock 511265 D Common Stock 343557 I By JoeBen Bevirt 2021 GRAT Trust Common Stock 189109 I By Spouse Common Stock 155737 I By Jennifer Barchas Trust Restricted Stock Units (RSUs) 0.0 2023-06-30 4 A 0 303951 0 A Common Stock 303951.0 303951 D Sale made pursuant to the Reporting Person's approved 10b5-1 trading plan adopted on March 17, 2023. This transaction was executed in multiple trades at prices ranging from $10.32 to $11.04. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The shares of common stock are held of record by The Joby Trust. The Reporting Person has voting and dispositive power of the shares held by The Joby Trust therefore may be deemed to be the beneficial owner of such shares to the extend of his pecuniary interest. This transaction was executed in multiple trades at prices ranging from $11.90 to $11.97. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The shares of common stock are held of record by the JoeBen Bevirt 2020 Descendants Trust, dated December 26, 2020 (the "Descendants Trust"). The Reporting Person has voting and dispositive power of the shares held by the Decendants Trust therefore may be deemed to be the beneficial owner of such shares to the extent of his pecuniary interest. The shares of common stock are held of record by the JoeBen Bevirt 2022 GRAT Trust (the "2022 GRAT Trust"). The Reporting Person has voting and dispositive power of the shares held by the 2022 GRAT Trust therefore may be deemed to be the beneficial owner of such shares to the extent of his pecuniary interest. The shares of common stock are held of record by the JoeBen Bevirt 2021 GRAT Trust (the "2021 GRAT Trust"). The Reporting Person has voting and dispositive power of the shares held by the 2021 GRAT Trust therefore may be deemed to be the beneficial owner of such shares to the extent of his pecuniary interest. The shares of common stock are held of record by the spouse of the Reporting Person. The shares of common stock are held of record by The Jennifer Barchas Trust (the "Barchas Trust"). The spouse of the Reporting Person has voting and dispositive power of the shares held by The Barchas Trust therefore may be deemed to be the beneficial owner of such shares to the extent of her pecuniary interest. Represents an award of restricted stock units ("RSUs") that vests with respect to 100% of the RSUs on June 21, 2026, provided that certain performance conditions are met on or before that date, and subject to the Reporting Person's continued service through the applicable vesting date. /s/ Sarah Slayen, Attorney-in-Fact for JoeBen Bevirt 2023-07-03