0000899243-21-032818.txt : 20210812 0000899243-21-032818.hdr.sgml : 20210812 20210812172548 ACCESSION NUMBER: 0000899243-21-032818 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210810 FILED AS OF DATE: 20210812 DATE AS OF CHANGE: 20210812 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Field Matthew CENTRAL INDEX KEY: 0001877435 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39524 FILM NUMBER: 211168843 MAIL ADDRESS: STREET 1: C/O JOBY AVIATION, INC. STREET 2: 2155 DELAWARE AVENUE, SUITE #225 CITY: SANTA CRUZ STATE: CA ZIP: 95060 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Joby Aviation, Inc. CENTRAL INDEX KEY: 0001819848 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT [3721] IRS NUMBER: 981548118 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2155 DELAWARE AVENUE, SUITE #225 CITY: SANTA CRUZ STATE: CA ZIP: 95060 BUSINESS PHONE: 831-201-6700 MAIL ADDRESS: STREET 1: 2155 DELAWARE AVENUE, SUITE #225 CITY: SANTA CRUZ STATE: CA ZIP: 95060 FORMER COMPANY: FORMER CONFORMED NAME: Reinvent Technology Partners DATE OF NAME CHANGE: 20200807 FORMER COMPANY: FORMER CONFORMED NAME: Reinvent Acquisition Corp. DATE OF NAME CHANGE: 20200731 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-08-10 0 0001819848 Joby Aviation, Inc. JOBY 0001877435 Field Matthew C/O JOBY AVIATION, INC. 2155 DELAWARE AVENUE, SUITE #225 SANTA CRUZ CA 95060 0 1 0 0 See Remarks RSU 0.00 2021-08-10 4 A 0 553151 0.00 A 2027-04-03 Common Stock 553151 553151 D On August 10, 2021, pursuant to that certain Agreement and Plan of Merger, dated as of February 23, 2021, by and among the Issuer, RTP Merger Sub Inc. ("Merger Sub") and Joby Aero, Inc. ("Joby"), Merger Sub merged with and into Joby with Joby surviving as a wholly owned subsidiary of the Issuer (the "Merger"). Upon consummation of the Merger, each outstanding Joby restricted stock unit award (each, a "Joby RSU Award") was automatically converted into a restricted stock unit award covering a number of shares of common stock of the Issuer equal to (i) the number of shares of Joby common stock subject to the applicable Joby RSU Award, multiplied by (ii) 3.4572, rounded down to the nearest whole share. Represents an award of restricted stock units ("RSUs") that vests with respect to 16.66% of the RSUs on April 3, 2022 and as to the remaining 83.34% in 20 quarterly installments thereafter, subject to the reporting person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting. Chief Financial Officer and Treasurer /s/ Kate DeHoff, Attorney-in-Fact for Matthew Field 2021-08-12