Document Format Files
| Seq | Description | Document | Type | Size |
|---|---|---|---|---|
| 1 | AMENDMENT NO. 1 TO FORM S-4 | fs42020a1_gcmgrosvenor.htm | S-4/A | 20478516 |
| 2 | OPINION OF LATHAM & WATKINS LLP AS TO THE VALIDITY OF SHARES OF GCM GROSVENOR IN | fs42020a1ex5-1_gcm.htm | EX-5.1 | 19896 |
| 3 | FORM OF OPINION OF ELLENOFF GROSSMAN & SCHOLE LLP AS TO CERTAIN TAX MATTERS | fs42020a1ex8-1_gcm.htm | EX-8.1 | 9094 |
| 4 | CREDIT AGREEMENT, DATED AS OF JANUARY 2, 2014, AMONG GROSVENOR CAPITAL MANAGEMEN | fs42020a1ex10-5_gcm.htm | EX-10.5 | 1322129 |
| 5 | AMENDMENT NO. 1, DATED AS OF AUGUST 18, 2016, TO THE CREDIT AGREEMENT, DATED AS | fs42020a1ex10-6_gcm.htm | EX-10.6 | 267803 |
| 6 | AMENDMENT NO. 2, DATED AS OF APRIL 19, 2017, TO THE CREDIT AGREEMENT, DATED AS O | fs42020a1ex10-7_gcm.htm | EX-10.7 | 136629 |
| 7 | AMENDMENT NO. 3, DATED AS OF AUGUST 22, 2017, TO THE CREDIT AGREEMENT, DATED AS | fs42020a1ex10-8_gcm.htm | EX-10.8 | 101191 |
| 8 | AMENDMENT NO. 4, DATED AS OF MARCH 29, 2018, TO THE CREDIT AGREEMENT, DATED AS O | fs42020a1ex10-9_gcm.htm | EX-10.9 | 246442 |
| 9 | PURCHASE AND SALE AGREEMENT, DATED AS OF MARCH 4, 2020, BY AND AMONG GROSVENOR C | fs42020a1ex10-10_gcm.htm | EX-10.10 | 232488 |
| 10 | CALL AGREEMENT, DATED AS OF MARCH 4, 2020, BY AND AMONG GROSVENOR HOLDINGS, LLC | fs42020a1ex10-11_gcm.htm | EX-10.11 | 164405 |
| 11 | SECOND AMENDED AND RESTATED EXEMPTED LIMITED PARTNERSHIP AGREEMENT OF MOSAIC ACQ | fs42020a1ex10-12_gcm.htm | EX-10.12 | 412238 |
| 12 | INVESTMENT FUNDING AGREEMENT, DATED AS OF MARCH 4, 2020, BY AND AMONG MOSAIC ACQ | fs42020a1ex10-13_gcm.htm | EX-10.13 | 29052 |
| 13 | THIRD AMENDED AND RESTATED EMPLOYMENT AGREEMENT, DATED AUGUST 2, 2020, BY AND AM | fs42020a1ex10-15_gcm.htm | EX-10.15 | 110004 |
| 14 | AMENDED AND RESTATED EMPLOYMENT AND NON-COMPETITION AGREEMENT, DATED JULY 29, 20 | fs42020a1ex10-16_gcm.htm | EX-10.16 | 100771 |
| 15 | GCM GROSVENOR DEFERRED COMPENSATION PLAN | fs42020a1ex10-20_gcm.htm | EX-10.20 | 106869 |
| 16 | GCM GROSVENOR 2018 ASSET POOL AWARD PLAN | fs42020a1ex10-21_gcm.htm | EX-10.21 | 35396 |
| 17 | GCM GROSVENOR 2017 ASSET POOL AWARD PLAN | fs42020a1ex10-22_gcm.htm | EX-10.22 | 31695 |
| 18 | GROSVENOR CAPITAL MANAGEMENT, L.P. OCF III BONUS PLAN | fs42020a1ex10-23_gcm.htm | EX-10.23 | 11726 |
| 19 | GROSVENOR CAPITAL MANAGEMENT, L.P. OCF IV BONUS PLAN | fs42020a1ex10-24_gcm.htm | EX-10.24 | 14161 |
| 20 | LIST OF SUBSIDIARIES OF GCM GROSVENOR INC. | fs42020a1ex21-1_gcm.htm | EX-21.1 | 24210 |
| 21 | CONSENT OF ERNST & YOUNG LLP | fs42020a1ex23-1_gcm.htm | EX-23.1 | 2198 |
| 22 | CONSENT OF WITHUMSMITH+BROWN, PC | fs42020a1ex23-2_gcm.htm | EX-23.2 | 2397 |
| 23 | FORM OF PRELIMINARY PROXY CARD | fs42020a1ex99-1_gcm.htm | EX-99.1 | 31642 |
| 24 | GRAPHIC | ex5-1_001.jpg | GRAPHIC | 6711 |
| 25 | GRAPHIC | ex5-1_002.jpg | GRAPHIC | 4690 |
| 26 | GRAPHIC | ex10-8_001.jpg | GRAPHIC | 8977 |
| 27 | GRAPHIC | ex10-9_001.jpg | GRAPHIC | 5175 |
| 28 | GRAPHIC | ex10-9_002.jpg | GRAPHIC | 5487 |
| 29 | GRAPHIC | ex10-9_003.jpg | GRAPHIC | 5557 |
| 30 | GRAPHIC | ex10-21_001.jpg | GRAPHIC | 8791 |
| 31 | GRAPHIC | ex10-22_001.jpg | GRAPHIC | 12012 |
| 32 | GRAPHIC | ex10-23_001.jpg | GRAPHIC | 12951 |
| 33 | GRAPHIC | ex10-24_001.jpg | GRAPHIC | 17528 |
| 34 | GRAPHIC | gcm_logo.jpg | GRAPHIC | 57639 |
| 35 | GRAPHIC | image_001.jpg | GRAPHIC | 345598 |
| 36 | GRAPHIC | image_002.jpg | GRAPHIC | 258982 |
| 37 | GRAPHIC | image_003.jpg | GRAPHIC | 605725 |
| 38 | GRAPHIC | image_004.jpg | GRAPHIC | 435821 |
| 39 | GRAPHIC | flowchart.jpg | GRAPHIC | 451550 |
| 40 | GRAPHIC | image_009.jpg | GRAPHIC | 513716 |
| 41 | GRAPHIC | image_010.jpg | GRAPHIC | 191983 |
| 42 | GRAPHIC | image_011.jpg | GRAPHIC | 120447 |
| 43 | GRAPHIC | image_012.jpg | GRAPHIC | 275202 |
| 44 | GRAPHIC | image_013.jpg | GRAPHIC | 166030 |
| 45 | GRAPHIC | image_014.jpg | GRAPHIC | 375877 |
| 46 | GRAPHIC | image_015.jpg | GRAPHIC | 257116 |
| 47 | GRAPHIC | image_016.jpg | GRAPHIC | 114377 |
| 48 | GRAPHIC | image_017.jpg | GRAPHIC | 136025 |
| 49 | GRAPHIC | sign_001.jpg | GRAPHIC | 22904 |
| Complete submission text file | 0001213900-20-027273.txt | 29931479 |
IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-4/A | Act: 33 | File No.: 333-242297 | Film No.: 201183134
SIC: 6282 Investment Advice
